DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Las Vegas, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Dec 1, 2025 | n/a | yes | Las Vegas, NV | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jan 25, 2019 | Dec 1, 2025 | no | GREEN BAY, WI|Las Vegas, NV | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jan 28, 2019 | no | GREENBAY, WI|Green Bay, WI | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Dec 5, 2008 | Jun 1, 2009 | no | GREENBAY, WI | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 23, 2008 | Dec 8, 2008 | no | GREEN BAY, WI|GREEN BAY, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Dec 1, 2025 | Dec 1, 2025 | 0 | Firm change | Ibd to ibd |
| MORGAN STANLEY | COMMONWEALTH FINANCIAL NETWORK | Jan 28, 2019 | Jan 25, 2019 | -3 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY & CO. LLC | Dec 8, 2008 | Dec 5, 2008 | -3 | Firm change | Other |