DFX Intelligence

D••••••• R•• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

D••••••• R•• C•••••

Advisor at H••••• W••••• M••••••••• G••••• I•••

BLOOMINGTON, IN

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Search this name across graphsid dfx:ria:38746eac-8a3c-c967-78c9-d14aa2670bc4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 1, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• W••••• M••••••••• G••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• W••••• M••••••••• G••••• I•••	Independent wealth	May 22, 2023	n/a	yes	BLOOMINGTON, IN	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Oct 1, 2021	May 22, 2023	no	Bloomington, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	H••••• W••••• M••••••••• G••••• I•••	May 22, 2023	May 22, 2023	0	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ H••••• W••••• M••••••••• G••••• I•••Registered adviserregistration: current employment
May 22, 2023 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Oct 1, 2021 to May 22, 2023factForm ADV

Dated events

Occurred
May 22, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38746eac-8a3c-c967-78c9-d14aa2670bc4
First observed: Oct 1, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.