DFX Intelligence

H••••• W••••• M••••••••• G••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

H••••• W••••• M••••••••• G••••• I•••

CRD 282587

BLOOMINGTON, IN

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Search this name across graphsid dfx:ria:e74df94b-5da3-d789-55b1-176e8b99a691

Data as of Aug 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 2
On other graphs: 0
Observed: Apr 11, 2016 to Aug 13, 2026
35 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.85 fund_share=0.0 institutional_share=0.14 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $794M••• Locked
Discretionary RAUM: $691M
Private client RAUM: $678Mderived••• Locked
Private client share: 85%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 11
RAUM per advisor: $72.2Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• J••• C•••••	Certified Financial Planner	BLOOMINGTON, IN	10	17	1	no
J••• C•••••• H•••••	n/a	BLOOMINGTON, IN	10	28

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• M••••••• J•••	VICE PRESIDENT & CHIEF COMPLIANCE OFFICER	C	yes	01/2018	Apr 11, 2016	May 10, 2024
H•••••• J•••• C••••••	CHIEF EXECUTIVE OFFICER	E	yes	05/2016	Apr 11, 2016	May 10, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Indianapolis	In	United States	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$794M	$658M	20.7%	$455M	20.4%	16	14	1	1

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
W•••• F•••• A•••••••	2	May 3, 2016	May 3, 2016	INDIANAPOLIS, IN	Team lift out	Wirehouse to new firm	0.2%

Relationships

Registered with (12)

← C••••• M•••••• R••••Advisorregistration: current employment
Jul 1, 2026 to presentfactForm ADV
← B••••• M•••••• Y•Advisorregistration: current employment
Oct 10, 2025 to presentfactForm ADV
← H•••• T••••• R•••Advisorregistration: current employment
Sep 22, 2025 to presentfactForm ADV
← A••••••••• P•••• K•••••••

Dated events

Occurred
Dec 9, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 11, 2016
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e74df94b-5da3-d789-55b1-176e8b99a691
First observed: Apr 11, 2016
Last observed: Aug 13, 2026 41 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.