DFX Intelligence

B•••• A••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

B•••• A••• M•••••

Advisor at J•••••• M••••••• W••••• M••••••••• L••

FLORHAM PARK, NJ

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Search this name across graphsid dfx:ria:38769a77-379d-077c-f2fe-d2dea77a0da5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•••••• M••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 4, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J•••••• M••••••• W••••• M••••••••• L••	Independent wealth	Aug 22, 2017	n/a	yes	FLORHAM PARK, NJ	Current employment
R•• C•••••• M••••••• L••	National bd RIA	Oct 9, 2009	Aug 22, 2017	no	PARSIPPANY, NJ\|FLORHAM PARK, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• M••••••• L••	J•••••• M••••••• W••••• M••••••••• L••	Aug 22, 2017	Aug 22, 2017	0	Firm change	Other
J• B• H•••••• • C••	R•• C•••••• M••••••• L••	Oct 9, 2009	Oct 9, 2009

Relationships

Registered with (3)

→ J•••••• M••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Aug 22, 2017 to presentfactForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Oct 9, 2009 to Aug 22, 2017factForm ADV
→ J• B• H•••••• • C••Registered adviserregistration: previous registration
Jun 5, 2002 to Oct 9, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38769a77-379d-077c-f2fe-d2dea77a0da5
First observed: Jun 5, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.