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R••••• M•••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)25 years in industry

R••••• M•••••• R••••

Advisor at S•••• F••• I••••••••• M••••••••• C••••

Tempe, AZ

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Search this name across graphsid dfx:ria:38775b50-18b1-d394-655f-86c2dc39d327

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 3, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• F••• I••••••••• M••••••••• C••••
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 10, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• F••• I••••••••• M••••••••• C••••	Asset manager	Aug 3, 2026	n/a	yes	Tempe, AZ	Current employment
S•••• F••• I••••••••• M••••••••• C••••	Asset manager	Aug 10, 2018	Sep 25, 2020	no

Relationships

Registered with (1)

→ S•••• F••• I••••••••• M••••••••• C••••Registered adviserregistration: previous registration
Aug 10, 2018 to Sep 25, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38775b50-18b1-d394-655f-86c2dc39d327
First observed: Apr 3, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.