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Advisor at RBC CAPITAL MARKETS, LLC
PARAMUS, NJ | Red Bank, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Jul 13, 2018 | n/a | yes | PARAMUS, NJ|Red Bank, NJ | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 29, 2008 | Jul 13, 2018 | no | PARAMUS, NJ | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Oct 20, 2004 | Mar 4, 2008 | no | WESTWOOD, NJ|HASBROUCK HEIGHTS, NJ|GLEN ROCK, NJ | Previous registration |
| QUICK & REILLY, INC. | n/a | Jun 9, 2004 | Oct 20, 2004 | no | HEIGHTS , NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RBC CAPITAL MARKETS, LLC | Jul 13, 2018 | Jul 13, 2018 | 0 | Firm change | Wirehouse to ibd |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 4, 2008 | Feb 29, 2008 | -4 | Firm change | Other |
| QUICK & REILLY, INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Oct 20, 2004 | Oct 20, 2004 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:31194:NJ:2018-07-13 | Jul 13, 2018 | Jul 13, 2018 | PARAMUS, NJ | Firm change |