DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at E••••••• W••••• L••
Bentonville, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E••••••• W••••• L•• | State registered | Aug 30, 2024 | n/a | yes | Bentonville, AR | Current employment |
| N•• W••• W••••• A••••••• | Independent wealth | Feb 27, 2023 | Nov 20, 2024 | no | SPRINGDALE, AR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N•• W••• W••••• A••••••• | E••••••• W••••• L•• | Nov 20, 2024 | Aug 30, 2024 | -82 | Firm change after gap | RIA to state RIA |
| A••••• W••••• M••••••••• | N•• W••• W••••• A••••••• | Feb 28, 2023 | Feb 27, 2023 |
| A••••• W••••• M••••••••• | Independent wealth | Jun 15, 2020 | Feb 28, 2023 | no | LOWELL, AR|FT SMITH, AR|Fayetteville, AR|SPRINGDALE, AR|FAYETTEVILLE, AR|FT SMITH, AR|Rogers, AR | Previous registration |
| P••••• F•••••••• | Former SEC adviser | Jul 24, 2018 | Jun 17, 2020 | no | Charlotte, NC | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Dec 11, 2015 | Jun 25, 2018 | no | JOPLIN, MO | Previous registration |
| -1 |
| Firm change |
| RIA to RIA |
| P••••• F•••••••• | A••••• W••••• M••••••••• | Jun 17, 2020 | Jun 15, 2020 | -2 | Firm change | RIA to ibd |
| W•••• F•••• A••••••• | P••••• F•••••••• | Jun 25, 2018 | Jul 24, 2018 | 29 | Firm change | Wirehouse to RIA |