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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

NEW WAVE WEALTH ADVISORS

NEW WAVE WEALTH ADVISORS LLC, CRD 323414

SPRINGDALE, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4ce2c1d4-5338-aef5-b137-397d362e7984

Data as of Feb 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 0
Observed: Sep 26, 2022 to Feb 6, 2026
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $387MItem 5.F on the latest filing (2026-02-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $387M
Private client RAUM: $383MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $64.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,256
Individual clients: 385
High net worth clients: 111
SEC number: 801-126788
CRD: 323414
Filings on the tape: 12
First filed: Sep 26, 2022
Latest filed: Feb 6, 2026
Organised: Limited Liability Company, AR
Website: newwavewealthadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TOMEK ANDRZEJ SIWIEC	n/a	Springdale, AR \| Bentonville, AR	3	20	2	no
DUSTIN HEATH STANLEY	n/a	Springdale, AR	3	18	2	no
HANNAH ELIZABETH STANLEY	n/a	Springdale, AR	3	11	2	yes
KELLY SUE PENN	n/a	SPRINGDALE, AR	3	25	3	no
CALEB LEVI SMITH	n/a	SPRINGDALE, AR	2	14	1	yes
Miranda Dawn Dubberly	n/a	SPRINGDALE, AR	2	13	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
STANLEY, DUSTIN, HEATH	MANAGING MEMBER	D	yes	09/2022	Sep 26, 2022	Aug 27, 2024
STANLEY, HANNAH, ELIZABETH	MANAGING MEMBER & CCO	D	yes	12/2022	Sep 26, 2022	Aug 27, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Bentonville	Ar	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 6, 2026	$387M	$387M	7	4	1	n/a	n/a
2024	Feb 18, 2025	$315M	$315M	6	4	1	n/a	n/a
2023	Feb 1, 2024	$215M	$215M	4	4	1	n/a	n/a
2022	Feb 3, 2023	$0	$0	3	3	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$387M	$315M	22.8%	$0	n/a	7	6	1	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SOWELL MANAGEMENT	4	Dec 31, 2022	May 16, 2023	NORTH LITTLE ROCK, AR	Team lift out	RIA to new firm	4.9%

Relationships

Registered with (7)

← Miranda Dawn DubberlyAdvisorregistration: current employment
Jul 16, 2024 to presentfactForm ADV
← CALEB LEVI SMITHAdvisorregistration: current employment
Apr 7, 2024 to presentfactForm ADV
← KELLY SUE PENNAdvisorregistration: current employment
May 16, 2023 to presentfactForm ADV
← TOMEK ANDRZEJ SIWIECAdvisorregistration: current employment
Oct 25, 2022 to presentfactForm ADV
← DUSTIN HEATH STANLEYAdvisorregistration: current employment
Oct 25, 2022 to presentfactForm ADV
← HANNAH ELIZABETH STANLEYAdvisorregistration: current employment
Oct 25, 2022 to presentfactForm ADV
← JACQUELINE FENIX ROGERSAdvisorregistration: previous registration
Feb 27, 2023 to Nov 20, 2024factForm ADV

Controls (2)

← STANLEY, DUSTIN, HEATHOwnerMANAGING MEMBER, ownership code D, individual
Sep 26, 2022 to Aug 27, 2024factForm ADV
← STANLEY, HANNAH, ELIZABETHOwnerMANAGING MEMBER & CCO, ownership code D, individual
Sep 26, 2022 to Aug 27, 2024factForm ADV

Moved with (1)

← SOWELL MANAGEMENTRegistered adviser4 advisors, team lift out, same day
Dec 31, 2022 to May 16, 2023factForm ADV

Dated events

Occurred
Nov 20, 2024
Advisor changed firm
Jacqueline Fenix Rogers left New Wave Wealth Advisors for Elevated Wealth Llc (registered 2024-08-30)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2022
Team lift-out
4 advisors left Sowell Management (North Little Rock, AR) for New Wave Wealth Advisors on the same day
Form ADVobserved 5 days ago
4 advisors
Occurred
Sep 26, 2022
First Form ADV filing
New Wealth Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4ce2c1d4-5338-aef5-b137-397d362e7984
First observed: Sep 26, 2022
Last observed: Feb 6, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NEW WAVE WEALTH ADVISORS

NEW WAVE WEALTH ADVISORS LLC, CRD 323414

SPRINGDALE, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4ce2c1d4-5338-aef5-b137-397d362e7984

Data as of Feb 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TOMEK ANDRZEJ SIWIEC

n/a

Springdale, AR | Bentonville, AR

DUSTIN HEATH STANLEY

n/a

Springdale, AR

HANNAH ELIZABETH STANLEY

n/a

Springdale, AR

yes

KELLY SUE PENN

n/a

SPRINGDALE, AR

CALEB LEVI SMITH

n/a

SPRINGDALE, AR

yes

Miranda Dawn Dubberly

n/a

SPRINGDALE, AR

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

STANLEY, DUSTIN, HEATH

MANAGING MEMBER

yes

09/2022

Sep 26, 2022

Aug 27, 2024

STANLEY, HANNAH, ELIZABETH

MANAGING MEMBER & CCO

yes

12/2022

Sep 26, 2022

Aug 27, 2024

City

State

Country

Employees

Also broker-dealer

Bentonville

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 6, 2026

$387M

n/a

2024

Feb 18, 2025

$315M

n/a

2023

Feb 1, 2024

$215M

n/a

2022

Feb 3, 2023

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$387M

$315M

22.8%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SOWELL MANAGEMENT

Dec 31, 2022

May 16, 2023

NORTH LITTLE ROCK, AR

Team lift out

RIA to new firm

4.9%