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Advisor at ASSET ADVISORS
AUGUSTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASSET ADVISORS | Independent wealth | Oct 22, 2019 | n/a | yes | AUGUSTA, GA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 10, 2011 | May 25, 2016 | no | AUGUSTA, GA|AUGUSTA, GA|AUGUSTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | ASSET ADVISORS | May 25, 2016 | Oct 22, 2019 | 1,245 | Firm change after gap | Wirehouse to RIA |