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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FLOYD FINANCIAL GROUP LLC

CRD 226773

SPRINGFIELD, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3899994d-414f-a2c2-d7d8-8ab6cdd19b18

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 20, 2024 to Mar 18, 2026
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $164MItem 5.F on the latest filing (2026-03-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $164M
Private client RAUM: $164MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $164Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 689
Individual clients: 670
High net worth clients: 16
SEC number: 801-129942
CRD: 226773
Filings on the tape: 5
First filed: Mar 20, 2024
Latest filed: Mar 18, 2026
Organised: Limited Liability Company, MO

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Jacob Randal Floyd	n/a	SPRINGFIELD, MO	6	19	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Floyd, Jacob, Randal	MANAGING MEMBER, CCO	E	yes	07/2023	Mar 20, 2024	Dec 6, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 18, 2026	$164M	$164M	5	2	0	n/a	n/a
2024	Mar 24, 2025	$146M	$146M	5	2	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	100.0%	0	1	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$164M	$146M	12.4%	n/a	n/a	5	5	0	0

Relationships

Registered with (2)

← Jacob Randal FloydAdvisorregistration: current employment
May 14, 2020 to presentfactForm ADV
← RANDY LEON FLOYDAdvisorregistration: previous registration
Aug 28, 2015 to Jun 29, 2026factForm ADV

Controls (1)

← Floyd, Jacob, RandalOwnerMANAGING MEMBER, CCO, ownership code E, individual
Mar 20, 2024 to Dec 6, 2024factForm ADV

Dated events

Occurred
Jun 29, 2026
Advisor changed firm
Randy Leon Floyd left Floyd Financial Group Llc for Brookstone Wealth Advisors, Llc (registered 2026-07-08)
Form ADVobserved 4 days ago
Occurred
Mar 20, 2024
First Form ADV filing
Floyd Financial Group Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3899994d-414f-a2c2-d7d8-8ab6cdd19b18
First observed: Mar 20, 2024
Last observed: Mar 18, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FLOYD FINANCIAL GROUP LLC

CRD 226773

SPRINGFIELD, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3899994d-414f-a2c2-d7d8-8ab6cdd19b18

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:21 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Jacob Randal Floyd

n/a

SPRINGFIELD, MO

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Floyd, Jacob, Randal

MANAGING MEMBER, CCO

yes

07/2023

Mar 20, 2024

Dec 6, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 18, 2026

$164M

n/a

2024

Mar 24, 2025

$146M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

100.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$164M

$146M

12.4%

n/a