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RIA / WealthAdvisor21 years in industry

RANDY LEON FLOYD

Advisor at BROOKSTONE WEALTH ADVISORS, LLC

Battlefield, MO | WHEATON, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Jan 18, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROOKSTONE WEALTH ADVISORS, LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 21, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jun 21, 2005
First registration: Jan 18, 2007
Dual registered: no
IAPD individual key: 4951554

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROOKSTONE WEALTH ADVISORS, LLC	No RAUM reported	Jul 8, 2026	n/a	yes	WHEATON, IL\|Battlefield, MO	Current employment
FLOYD FINANCIAL GROUP LLC	Independent wealth	Aug 28, 2015	Jun 29, 2026	no	SPRINGFIELD, MO	Previous registration
BROOKSTONE WEALTH ADVISORS, LLC	No RAUM reported	Apr 3, 2014	Aug 31, 2015	no	SPRINGFIELD, MO	Previous registration
MONTICELLO INVESTMENT SERVICES, INC.	Former SEC adviser	Feb 27, 2012	Apr 3, 2014	no	NEOSHO, MO	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Oct 5, 2010	Apr 16, 2012	no	SPRINGFIELD, MO\|SARASOTA, FL	Previous registration
PLANMEMBER SECURITIES CORPORATION	Independent wealth	Jan 6, 2010	Sep 29, 2010	no	SPRINGFIELD, MO\|Carpinteria, CA\|SPRINGFIELD, MO	Previous registration
AMERICAN INVESTMENT SERVICES	Former SEC adviser	Jul 30, 2009	Dec 22, 2009	no	SPRINGFIELD, MO	Previous registration
ALLEGIANT FINANCIAL ADVISORS, LLC	State registered	May 10, 2007	Jul 27, 2009	no	MIAMI BEACH, FL	Previous registration
KCD FINANCIAL, INC.	Independent wealth	Jan 18, 2007	Mar 13, 2007	no	SPRINGFIELD, MO\|SPRINGFIELD, MO\|SPRINGFIELD, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FLOYD FINANCIAL GROUP LLC	BROOKSTONE WEALTH ADVISORS, LLC	Jun 29, 2026	Jul 8, 2026	9	Firm change	Other
BROOKSTONE WEALTH ADVISORS, LLC	FLOYD FINANCIAL GROUP LLC	Aug 31, 2015	Aug 28, 2015	-3	Firm change	Other
MONTICELLO INVESTMENT SERVICES, INC.	BROOKSTONE WEALTH ADVISORS, LLC	Apr 3, 2014	Apr 3, 2014	0	Firm change	Other
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	MONTICELLO INVESTMENT SERVICES, INC.	Apr 16, 2012	Feb 27, 2012	-49	Firm change after gap	Other
PLANMEMBER SECURITIES CORPORATION	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Sep 29, 2010	Oct 5, 2010	6	Firm change	Other
AMERICAN INVESTMENT SERVICES	PLANMEMBER SECURITIES CORPORATION	Dec 22, 2009	Jan 6, 2010	15	Firm change	Other
ALLEGIANT FINANCIAL ADVISORS, LLC	AMERICAN INVESTMENT SERVICES	Jul 27, 2009	Jul 30, 2009	3	Firm change	Other
KCD FINANCIAL, INC.	ALLEGIANT FINANCIAL ADVISORS, LLC	Mar 13, 2007	May 10, 2007	58	Firm change	Other

Relationships

Registered with (8)

→ BROOKSTONE WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 3, 2014 to Aug 31, 2015factForm ADV
→ FLOYD FINANCIAL GROUP LLCRegistered adviserregistration: previous registration
Aug 28, 2015 to Jun 29, 2026factForm ADV
→ MONTICELLO INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Feb 27, 2012 to Apr 3, 2014factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Oct 5, 2010 to Apr 16, 2012factForm ADV
→ PLANMEMBER SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 6, 2010 to Sep 29, 2010factForm ADV
→ AMERICAN INVESTMENT SERVICESRegistered adviserregistration: previous registration
Jul 30, 2009 to Dec 22, 2009factForm ADV
→ ALLEGIANT FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
May 10, 2007 to Jul 27, 2009factForm ADV
→ KCD FINANCIAL, INC.Registered adviserregistration: previous registration
Jan 18, 2007 to Mar 13, 2007factForm ADV

Dated events

Occurred
Jun 29, 2026
Advisor changed firm
Randy Leon Floyd left Floyd Financial Group Llc for Brookstone Wealth Advisors, Llc (registered 2026-07-08)
Form ADVobserved 4 days ago