DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O••••• F•••••••• G••••• L••
Atlanta, GA | CARMEL, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O••••• F•••••••• G••••• L•• | Independent wealth | Oct 31, 2025 | n/a | yes | Atlanta, GA|CARMEL, IN | Current employment |
| G•••••• S•••• W••••• S•••••••• L••• | Bd affiliated wealth | Jul 23, 2014 | Nov 10, 2025 | no | ATLANTA, GA|MARIETTA, GA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G•••••• S•••• W••••• S•••••••• L••• | O••••• F•••••••• G••••• L•• | Nov 10, 2025 | Oct 31, 2025 | -10 | Firm change | Ibd to RIA |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | G•••••• S•••• W••••• S•••••••• L••• | Jun 9, 2014 | Jul 23, 2014 |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Aug 4, 2011 | Jun 9, 2014 | no | PENNINGTON, NJ|NEW YORK, NY | Previous registration |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Apr 8, 2008 | Oct 10, 2009 | no | Warren, NJ|CLIFTON, NJ | Previous registration |
| P•••• S••••••••• L•• | No RAUM reported | Sep 4, 2007 | Mar 31, 2008 | no | EAST HANOVER, NJ | Previous registration |
| 44 |
| Firm change |
| Other |
| M•• I•••••••• S•••••••• L•• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Oct 10, 2009 | Aug 4, 2011 | 663 | Firm change after gap | Other |
| P•••• S••••••••• L•• | M•• I•••••••• S•••••••• L•• | Mar 31, 2008 | Apr 8, 2008 | 8 | Firm change | Other |