DFX Intelligence

Data Factory

K•••••• D••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

K•••••• D••• M•••••

Advisor at P••••••••• B•••••••• S•••••••• I•••

MOUNT CALVARY, WI | GREEN BAY, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:38a74bfb-eab7-cac3-fa2c-ab62e815fcd3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Sep 11, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• B•••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 24, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• B•••••••• S•••••••• I•••	Independent wealth	Sep 3, 2026	n/a	yes	GREEN BAY, WI\|MOUNT CALVARY, WI	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jun 2, 2026	Aug 21, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	P••••••••• B•••••••• S•••••••• I•••	Aug 21, 2026	Sep 3, 2026	13	Firm change	Ibd to RIA
C••••••••• F•••••••• N••••••	K••••• A••••••• S•••••••• L••	Jun 1, 2026

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8032:283330:WI:2026-06-01	Jun 1, 2026	Jun 2, 2026	SHEBOYGAN, WI	Firm change
2881:110518:WI:2018-08-16	Aug 17, 2018	Aug 16, 2018	FOND DU LAC, WI	Firm change

Relationships

Registered with (8)

→ P••••••••• B•••••••• S•••••••• I•••Registered adviserregistration: current employment
Sep 3, 2026 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 2, 2026 to Aug 21, 2026factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Jun 9, 2025 to Jun 1, 2026factForm ADV
→ O•••• W•••••• I•••

Dated events

Occurred
Aug 21, 2026
Advisor changed firm
K•••••• D••• M••••• left K••••• A••••••• S•••••••• L•• for P••••••••• B•••••••• S•••••••• I••• (registered 2026-09-03)
Form ADVobserved 6 days ago
Occurred
Jun 1, 2026
Advisor changed firm
K•••••• D••• M••••• left C••••••••• F•••••••• N•••••• for K••••• A••••••• S•••••••• L•• (registered 2026-06-02)
Form ADVobserved 6 days ago
Occurred
May 29, 2025
Advisor changed firm
K•••••• D••• M••••• left O•••• W•••••• I••• for C••••••••• F•••••••• N•••••• (registered 2025-06-09)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38a74bfb-eab7-cac3-fa2c-ab62e815fcd3
First observed: Sep 11, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.