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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Plainview, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | May 7, 2025 | n/a | yes | Plainview, NY | Current employment |
| IBN FINANCIAL SERVICES, INC | Independent wealth | Jul 17, 2014 | Jun 4, 2025 | no | PLAINVIEW, NY|LIVERPOOL, NY|LIVERPOOL, NY|Plainview, NY|LIVERPOOL, NY | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 3, 2011 | Jun 11, 2014 | no | SUNNYSIDE, NY|MORRISTOWN, NJ|PLAINVIEW, NY | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Oct 2, 2008 | Aug 4, 2011 | no | JAMAICA, NY|BAYSIDE, NY | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 29, 2007 | Oct 2, 2008 | no | LONG ISLAND CITY, NY | Previous registration |
| CITICORP INVESTMENT SERVICES | n/a | Sep 14, 2004 | May 29, 2007 | no | LONG ISLAND CITY, NY|LONG ISLAND CITY, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| IBN FINANCIAL SERVICES, INC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Jun 4, 2025 | May 7, 2025 | -28 | Firm change | RIA to ibd |
| LPL FINANCIAL LLC | IBN FINANCIAL SERVICES, INC | Jun 11, 2014 | Jul 17, 2014 | 36 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | LPL FINANCIAL LLC | Aug 4, 2011 | Aug 3, 2011 | -1 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | CHASE INVESTMENT SERVICES CORP. | Oct 2, 2008 | Oct 2, 2008 | 0 | Firm change | Other |
| CITICORP INVESTMENT SERVICES | CITIGROUP GLOBAL MARKETS INC. | May 29, 2007 | May 29, 2007 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 42360:134139:NY:2025-05-30 | Jun 4, 2025 | May 7, 2025 | LIVERPOOL, NY | Firm change |