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IBN FINANCIAL SERVICES, INC., CRD 42360
LIVERPOOL, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DANIEL JOSEPH RIPLEY | n/a | Spokane, WA | LIVERPOOL, NY | 8 | 35 | 7 | yes |
| BART STEVEN KAPLOW | Chartered Financial Consultant | LIVERPOOL, NY | Phoenixville, PA | 8 | 57 | 1 | yes |
| Robert DAgosta | Chartered Financial Consultant | LIVERPOOL, NY | Center Valley, PA | 7 | 42 | 2 | yes |
| RICHARD JAMES CARLESCO | n/a | LIVERPOOL, NY | 5 | 35 | 1 | yes |
| RICHARD LEE STEVENS | Chartered Financial Consultant | Bluffton, SC | LIVERPOOL, NY | 5 | 41 | 2 | yes |
| NORMAN MAURICE CAFFREY | n/a | Cicero, NY | LIVERPOOL, NY | 5 | 37 | n/a | yes |
| ROBERT LAWRENCE TACKABURY | n/a | LIVERPOOL, NY | HAMILTON, NY | 5 | 32 | n/a | yes |
| HARJIT KAUR ARORA | n/a | Hutto, TX | LIVERPOOL, NY | 5 | 28 | n/a | yes |
| CHRISTOPHER RYAN AVERY | n/a | LIVERPOOL, NY | 5 | 22 | 1 | yes |
| Elliot Schrag | n/a | New York, NY | LIVERPOOL, NY | 5 | 18 | n/a | yes |
| JOHN DANIEL FLAVIN | n/a | LIVERPOOL, NY | Ridgefield, CT | 4 | 30 | 2 | yes |
| DEAN JAMES MACRIS | n/a | LIVERPOOL, NY | Syracuse, NY | 3 | 32 | 3 | yes |
| JOHN BRENDAN DOBBERTIN | n/a | LIVERPOOL, NY | Fayetteville, NY | 2 | 27 | 1 | yes |
| PAUL RICHARD HIMMELSTEIN | Chartered Financial Consultant | LIVERPOOL, NY | Bloomfield, CT | 1 | 46 | 7 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CARLESCO, RICHARD JAMES JR | CHIEF EXECUTIVE OFFICER, CHEIF FINANCIAL OFFICER | D | yes | 09/2002 | Sep 13, 2017 | Mar 22, 2024 |
| AVERY, CHRISTOPHER RYAN | CHIEF OPERATIONS OFFICER | C | no | 10/2017 | Sep 13, 2017 | Mar 22, 2024 |
| EVANS, TIMOTHY EDWARD | CHIEF COMPLIANCE OFFICER | A | no | 04/2015 | Sep 13, 2017 | Mar 22, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| IBN ADVISORY SERVICES, INC. | n/a | Independent wealth | $69.8M | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 17, 2026 | $87.7M | $87.7M | 52 | 15 | 0 | n/a | n/a |
| 2024 | Mar 21, 2025 | $180M | $180M | 79 | 16 | 0 | n/a | n/a |
| 2023 | Mar 22, 2024 | $163M | $163M | 79 | 16 | 0 | n/a | n/a |
| 2022 | Mar 31, 2023 | $139M | $139M | 79 | 16 | 0 | n/a | n/a |
| 2021 | Mar 29, 2022 | $151M | $151M | 79 | 16 | 0 | n/a | n/a |
| 2020 | Mar 31, 2021 | $67.2M | $67.2M | 79 | 16 | 0 | n/a | n/a |
| 2019 | Feb 24, 2020 | $102M | $102M | 77 | 14 | 0 | n/a | n/a |
| 2018 | Mar 29, 2019 | $31.8M | $28.8M | 7 | 6 | 0 | n/a | n/a |
| 2017 | Apr 2, 2018 | $62.7M | $17.1M | 7 | 6 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 3 | -3 | 15.8% | 0 | 0 | 0 | 5 | 17 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $87.7M | $180M | -51.4% | $139M | -14.2% | 52 | 79 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| MPM ADVISORS GROUP LLC | 2 | Dec 19, 2025 | Oct 21, 2025 | LIVERPOOL, NY | Team lift out | RIA to new firm | 9.5% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 4 | Jun 20, 2025 | Jul 30, 2025 | LIVERPOOL, NY | Team lift out | RIA to ibd | 15.4% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 7 | May 30, 2025 | May 9, 2025 | LIVERPOOL, NY | Team lift out | RIA to ibd | 20.6% |