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J••• J••• G•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

J••• J••• G•••••••••

Advisor at N•••••••• P•••••••• L••

MINNEAPOLIS, MN | Roseville, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:38b2ea54-0615-800e-8341-00d99a705956

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 21, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• P•••••••• L••	Independent wealth	Feb 13, 2026	n/a	yes	MINNEAPOLIS, MN\|Roseville, CA	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Mar 21, 2024	Jul 17, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	N•••••••• P•••••••• L••	Jul 17, 2025	Feb 13, 2026	211	Firm change	Ibd to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6363:167908:CA:2025-07-14	Jul 17, 2025	Feb 13, 2026	FOLSOM, CA	Firm change

Relationships

Registered with (2)

→ N•••••••• P•••••••• L••Registered adviserregistration: current employment
Feb 13, 2026 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 21, 2024 to Jul 17, 2025factForm ADV

Dated events

Occurred
Jul 17, 2025
Advisor changed firm
J••• J••• G••••••••• left A••••••••• F•••••••• S•••••••• L•• for N•••••••• P•••••••• L•• (registered 2026-02-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38b2ea54-0615-800e-8341-00d99a705956
First observed: Mar 21, 2024
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.