DFX Intelligence
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Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
CHAMBERSBURG, PA | HAGERSTOWN, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Jun 29, 2023 | n/a | yes | CHAMBERSBURG, PA|HAGERSTOWN, MD | Current employment |
| W•••••••• A••••••• I•• | Former SEC adviser | Aug 10, 2017 | Aug 17, 2020 | no | Chambersburg, PA|LANCASTER, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••••••• A••••••• I•• | C••••• I••••••••• A••••••• L•• | Aug 17, 2020 | Jun 29, 2023 | 1,046 | Firm change after gap | RIA to ibd |
| C•••••• S••••• • C••• I••• | W•••••••• A••••••• I•• | Jul 13, 2004 | Aug 10, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105026:105644:PA:2020-08-17 | Aug 17, 2020 | Jun 29, 2023 | LANCASTER, PA | Firm change after gap |
| C•••••• S••••• • C••• I••• | National bd RIA | Jan 13, 2003 | Jul 13, 2004 | no | INDIANAPOLIS, IN | Previous registration |
| 4,776 |
| Firm change after gap |
| Other |