DFX Intelligence

A••• D•••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

A••• D•••• G•••••••

Advisor at S•••••• W••••• M••••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:38c2819d-95f0-3817-f4bd-361bfd472ccc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 6, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• W••••• M••••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Dec 29, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• W••••• M••••••••• L••	Former SEC adviser	Feb 3, 2025	n/a	yes	San Diego , CA\|SAN DIEGO, CA	Current employment
A•••••• W••••• M••••••••• L••	Independent wealth	Sep 2, 2022	Feb 7, 2025	no	San Diego, CA\|CARLSBAD, CA\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• W••••• M••••••••• L••	S•••••• W••••• M••••••••• L••	Feb 7, 2025	Feb 3, 2025	-4	Firm change	RIA to new firm
J••• M••••• S••••••••• L••	A•••••• W••••• M••••••••• L••	Sep 3, 2022	Sep 2, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
164081:333780:CA:2025-02-03	Feb 7, 2025	Feb 3, 2025	SAN DIEGO, CA	Firm change

Relationships

Registered with (3)

→ S•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Feb 3, 2025 to presentfactForm ADV
→ A•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 2, 2022 to Feb 7, 2025factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 6, 2016 to Sep 3, 2022factForm ADV

Dated events

Occurred
Feb 7, 2025
Advisor changed firm
A••• D•••• G••••••• left A•••••• W••••• M••••••••• L•• for S•••••• W••••• M••••••••• L•• (registered 2025-02-03)
Form ADVobserved 7 days ago
Occurred
Sep 3, 2022
Advisor changed firm
A••• D•••• G••••••• left J••• M••••• S••••••••• L•• for A•••••• W••••• M••••••••• L•• (registered 2022-09-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38c2819d-95f0-3817-f4bd-361bfd472ccc
First observed: Jan 6, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.