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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MATSON FINANCIAL ADVISORS, INC.

CRD 122480

DANBURY, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:38c2ab8b-c79e-97c9-d30f-27ddbc9db921

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 30, 2011 to Mar 23, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $519MItem 5.F on the latest filing (2026-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $516MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $173Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 822
Individual clients: 74
High net worth clients: 156
SEC number: 801-61439
CRD: 122480
Filings on the tape: 27
First filed: Nov 30, 2011
Latest filed: Mar 23, 2026
Organised: Corporation, CT

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL JOHN MATSON	n/a	DANBURY, CT	32	40	3	yes
AUDREY KAY HIMEBAUGH	Certified Financial Planner	DANBURY, CT	5	27	n/a	no
Kyle Matson	Certified Financial Planner	DANBURY, CT	1	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MATSON, MICHAEL, JOHN	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	11/1993	Nov 30, 2011	Mar 21, 2024
MATSON, LAURA, BRUSH	Secretary	Na	no	11/1993	Nov 30, 2011	Mar 21, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 23, 2026	$519M	$0	9	5	0	n/a	n/a
2024	Mar 19, 2025	$447M	$0	8	3	0	n/a	n/a
2023	Mar 21, 2024	$382M	$0	7	3	0	n/a	n/a
2022	Mar 21, 2023	$311M	$0	8	4	0	n/a	n/a
2021	Mar 9, 2022	$379M	$0	12	5	0	n/a	n/a
2020	Feb 23, 2021	$325M	$0	9	5	0	n/a	n/a
2019	Mar 6, 2020	$285M	$0	9	5	1	n/a	n/a
2018	Mar 5, 2019	$247M	$0	9	5	1	n/a	n/a
2017	Mar 28, 2018	$232M	$0	9	5	1	n/a	n/a
2016	Mar 20, 2017	$175M	$0	9	5	n/a	n/a	n/a
2015	Apr 12, 2016	$167M	$0	7	3	n/a	n/a	n/a
2014	Feb 27, 2015	$145M	$0	7	3	n/a	n/a	n/a
2013	Mar 3, 2014	$128M	$0	6	3	n/a	n/a	n/a
2012	Feb 25, 2013	$110M	$0	5	3	n/a	n/a	n/a
2011	May 7, 2012	$92.8M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$519M	$447M	16.1%	$311M	18.6%	9	8	0	0

Relationships

Registered with (4)

← Kyle MatsonAdvisorregistration: current employment
May 22, 2025 to presentfactForm ADV
← AUDREY KAY HIMEBAUGHAdvisorregistration: current employment
Sep 29, 2020 to presentfactForm ADV
← MICHAEL JOHN MATSONAdvisorregistration: current employment
Apr 5, 1994 to presentfactForm ADV
← WAYNE LEROY LOCKEAdvisorregistration: previous registration
Nov 12, 2001 to Dec 12, 2022factForm ADV

Controls (1)

← MATSON, MICHAEL, JOHNOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Nov 30, 2011 to Mar 21, 2024factForm ADV

Owns (1)

← MATSON, LAURA, BRUSHOwnerSECRETARY, ownership code NA, individual
Nov 30, 2011 to Mar 21, 2024factForm ADV

Dated events

Occurred
Dec 12, 2022
Advisor changed firm
Wayne Leroy Locke left Matson Financial Advisors, Inc. for Walnut Street Securities, Inc. (registered 2003-08-01)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38c2ab8b-c79e-97c9-d30f-27ddbc9db921
First observed: Nov 30, 2011
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MATSON FINANCIAL ADVISORS, INC.

CRD 122480

DANBURY, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:38c2ab8b-c79e-97c9-d30f-27ddbc9db921

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:15 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL JOHN MATSON

n/a

DANBURY, CT

yes

AUDREY KAY HIMEBAUGH

Certified Financial Planner

DANBURY, CT

n/a

Kyle Matson

Certified Financial Planner

DANBURY, CT

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MATSON, MICHAEL, JOHN

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

11/1993

Nov 30, 2011

Mar 21, 2024

MATSON, LAURA, BRUSH

Secretary

11/1993

Nov 30, 2011

Mar 21, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 23, 2026

$519M

n/a

2024

Mar 19, 2025

$447M

n/a

2023

Mar 21, 2024

$382M

n/a

2022

Mar 21, 2023

$311M

n/a

2021

Mar 9, 2022

$379M

n/a

2020

Feb 23, 2021

$325M

n/a

2019

Mar 6, 2020

$285M

n/a

2018

Mar 5, 2019

$247M

n/a

2017

Mar 28, 2018

$232M

n/a

2016

Mar 20, 2017

$175M

n/a

2015

Apr 12, 2016

$167M

n/a

2014

Feb 27, 2015

$145M

n/a

2013

Mar 3, 2014

$128M

n/a

2012

Feb 25, 2013

$110M

n/a

2011

May 7, 2012

$92.8M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$519M

$447M

16.1%

$311M

18.6%