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N•••• M•••• T••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

N•••• M•••• T••••

Advisor at O••• B••••• W••••• G•••• L••

TARRYTOWN, NY

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Search this name across graphsid dfx:ria:38c423c0-43df-2a0e-3f80-4513b49e6913

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 16, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••• B••••• W••••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 25, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O••• B••••• W••••• G•••• L••	Independent wealth	Jan 15, 2025	n/a	yes	TARRYTOWN, NY	Current employment
F••••••• P••••••• A•• W•••••••• A•••••••	Former SEC adviser	Dec 17, 2021	Jan 14, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• P••••••• A•• W•••••••• A•••••••	O••• B••••• W••••• G•••• L••	Jan 14, 2025	Jan 15, 2025	1	Firm change	Ibd to RIA
M••••• S••••••	F••••••• P••••••• A•• W•••••••• A•••••••	Nov 1, 2021

Relationships

Registered with (5)

→ O••• B••••• W••••• G•••• L••Registered adviserregistration: current employment
Jan 15, 2025 to presentfactForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Dec 17, 2021 to Jan 14, 2025factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Nov 1, 2021factForm ADV
→ M••••• S•••••• • C•• L••Registered adviser

Dated events

Occurred
Jan 14, 2025
Advisor changed firm
N•••• M•••• T•••• left F••••••• P••••••• A•• W•••••••• A••••••• for O••• B••••• W••••• G•••• L•• (registered 2025-01-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38c423c0-43df-2a0e-3f80-4513b49e6913
First observed: May 16, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.