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O••• B••••• W••••• G•••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

O••• B••••• W••••• G•••• L••

CRD 306097

TARRYTOWN, NY

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Search this name across graphsid dfx:ria:8375e735-ec8c-faca-2bfb-f0bc0c5155dd

Data as of May 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 37
Dated events: 17
On other graphs: 0
Observed: Jan 2, 2020 to May 26, 2026
42 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=7.0
Regulatory AUM: $1.4BItem 5.F on the latest filing (2026-05-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $1.3BderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 22
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
P••• R•••••• M•••••	n/a	TARRYTOWN, NY \| Dover, DE \| Kennett Square, PA	5	30	6	no
J•••• R•••••• S••••	n/a	TARRYTOWN, NY	5

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
O••• B••••• H••••••• L••	PARENT COMPANY	E	yes	02/2026	May 26, 2026	May 26, 2026
P••••• S••••••••• A••	CHIEF OPERATIONS OFFICER	Na	yes	11/2025	May 26, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Bardonia	NY	United States	2	no
Spring	TX	United States	2	no
BOCA RATON	FL	United States	1	no
KENNETT SQUARE	Pa	United States	1	no
Pittsburgh	Pa

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	1	1	4.5%	0	0	0	11	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$1.0B	36.9%	$469M	43.0%	32	28	10	8

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
E••••••••• W••••• A•••••••• I•••	3	Dec 19, 2025	Sep 22, 2025	ROCKVILLE, MD	Firm absorbed	RIA to RIA	100.0%
E•••• I••••••••• T••• L••	4	Jan 6, 2021

Relationships

Registered with (31)

← M•••••• E••••• M•••••••Advisorregistration: current employment
Jan 11, 2026 to presentfactForm ADV
← T•••• M••••Advisorregistration: current employment
Sep 22, 2025 to presentfactForm ADV
← K•••• C• M••••Advisorregistration: current employment
Sep 18, 2025 to presentfactForm ADV
← D••••• J•••• R•••••

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 30, 2026
Regulatory AUM changed
O••• B••••• W••••• G•••• L•• reported RAUM $1.4B, up 37% from $1.0B (2025-12-03 to 2026-03-30)
Form ADVobserved 6 days ago
$369M
Occurred
Dec 19, 2025
Firm absorbed
E••••••••• W••••• A•••••••• I•••'s advisors moved to O••• B••••• W••••• G•••• L•• (Rockville, MD): 3 of 3 registered, on the same day
Form ADVobserved 6 days ago
3 advisors
Occurred
Oct 14, 2025
Advisor changed firm
Allen Robert Duros left O••• B••••• W••••• G•••• L•• for Schwab Wealth Advisory, Inc. (registered 2026-08-24)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8375e735-ec8c-faca-2bfb-f0bc0c5155dd
First observed: Jan 2, 2020
Last observed: May 26, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.