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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

JAMES LLEWELLYN STORY

Advisor at VALIC FINANCIAL ADVISORS, INC.

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:38cb63d3-c8a4-f1d9-93a4-9b5d21e49f12

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 7, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VALIC FINANCIAL ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 8, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 42
Exams: S65|S63
First exam: Jul 8, 1999
First registration: Apr 7, 2003
Dual registered: yes, broker-dealer
Other names: JAMIE STORY|JAMES LLEWELLYN STORY
IAPD individual key: 3217460

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Apr 29, 2014	n/a	yes	Perry, GA\|MACON, GA\|PERRY, GA\|MACON, GA\|MACON, GA\|ATLANTA, GA\|AUGUSTA, GA\|GREENSBORO, NC\|DULUTH, GA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 2, 2013	Apr 24, 2014	no	ALPHARETTA, GA\|FORT MILL, SC\|INLET BEACH, FL	Previous registration
FINANCIAL TELESIS, INC.	Former SEC adviser	Oct 2, 2012	Nov 27, 2013	no	SAN RAFAEL, CA\|ALPHARETTA, GA	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Apr 7, 2003	Sep 13, 2012	no	MACON, GA\|MACON, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	VALIC FINANCIAL ADVISORS, INC.	Apr 24, 2014	Apr 29, 2014	5	Firm change	Other
FINANCIAL TELESIS, INC.	LPL FINANCIAL LLC	Nov 27, 2013	Dec 2, 2013	5	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	FINANCIAL TELESIS, INC.	Sep 13, 2012	Oct 2, 2012	19	Firm change	Other

Relationships

Registered with (3)

→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Apr 7, 2003 to Sep 13, 2012factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 2, 2013 to Apr 24, 2014factForm ADV
→ FINANCIAL TELESIS, INC.Registered adviserregistration: previous registration
Oct 2, 2012 to Nov 27, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38cb63d3-c8a4-f1d9-93a4-9b5d21e49f12
First observed: Apr 7, 2003
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JAMES LLEWELLYN STORY

Advisor at VALIC FINANCIAL ADVISORS, INC.

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:38cb63d3-c8a4-f1d9-93a4-9b5d21e49f12

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:15 PM UTC and rebuilt at most every 15 minutes.