RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• L•••••••• S••••
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Apr 29, 2014 · Perry, Ga
- L•• F•••••••• L•• BD affiliatedDec 2, 2013 to Apr 24, 2014 · Alpharetta, Ga
- F•••••••• T••••••• I••• formerOct 2, 2012 to Nov 27, 2013 · San Rafael, Ca
- V•••• F•••••••• A•••••••• I••• BD affiliatedApr 7, 2003 to Sep 13, 2012 · Macon, Ga
- L•• F•••••••• L•• to V•••• F•••••••• A•••••••• I•••left Apr 24, 2014, registered Apr 29, 2014 (5 days) · Other
- F•••••••• T••••••• I••• to L•• F•••••••• L••left Nov 27, 2013, registered Dec 2, 2013 (5 days) · Other
- V•••• F•••••••• A•••••••• I••• to F•••••••• T••••••• I•••left Sep 13, 2012, registered Oct 2, 2012 (19 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address