E••• M••••••

Advisor at T••••• A••••••• S•••••••• I•••

WESTON, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:38d858c2-43e5-f08e-9587-aee28245ab6b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 26, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• A••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 26, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Jul 3, 2024	n/a	yes	WESTON, FL	Current employment
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Jun 15, 2022	Jul 3, 2024	no	Miami, FL\|Miami, FL\|MIAMI, FL\|Miami, FL\|Fort Lauderdale, FL\|Coral Springs, FL\|Ft. Lauderdale,, FL\|Ft. Lauderdale,, FL\|Coral Springs, FL\|Miami, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• G••••• M•••••• I•••	T••••• A••••••• S•••••••• I•••	Jul 3, 2024	Jul 3, 2024	0	Firm change	Ibd to ibd
A•••••• I••••••••• I•••	C•••••••• G••••• M•••••• I•••	Apr 12, 2022	Jun 15, 2022

Relationships

Registered with (3)

→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Jul 3, 2024 to presentfactForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Jun 15, 2022 to Jul 3, 2024factForm ADV
→ A•••••• I••••••••• I•••Registered adviserregistration: previous registration
Sep 20, 2021 to Apr 12, 2022factForm ADV

Dated events

Occurred
Jul 3, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 12, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38d858c2-43e5-f08e-9587-aee28245ab6b
First observed: Feb 26, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.