RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• M••••••
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Jul 3, 2024 · Weston, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 15, 2022 to Jul 3, 2024 · Miami, Fl
- A•••••• I••••••••• I••• independent RIASep 20, 2021 to Apr 12, 2022 · Coral Gables, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 26, 2020 to Aug 31, 2021 · New York, Ny
- C•••••••• G••••• M•••••• I••• to T••••• A••••••• S•••••••• I•••left Jul 3, 2024, registered Jul 3, 2024 (0 days) · Affiliated broker-dealer or bank to another
- A•••••• I••••••••• I••• to C•••••••• G••••• M•••••• I•••left Apr 12, 2022, registered Jun 15, 2022 (64 days) · RIA to affiliated broker-dealer or bank
- C•••••••• G••••• M•••••• I••• to A•••••• I••••••••• I•••left Aug 31, 2021, registered Sep 20, 2021 (20 days) · Affiliated broker-dealer or bank to independent RIA
- Emil Manzano left Citigroup Global Markets Inc. for Truist Advisory Services, Inc. (registered 2024-07-03)Jul 3, 2024 · Advisor changed firm · fact
- Emil Manzano left Amerant Investments, Inc. for Citigroup Global Markets Inc. (registered 2022-06-15)Apr 12, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address