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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant23 years in industry

MICHAEL JAMES THROCKMORTON

Advisor at INVESTMENT RESEARCH CORP

Saint Clairsville, OH | DENVER, CO

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Search this name across graphsid dfx:ria:38e22401-36bb-cd07-31b8-9b55c6fdeecd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 15, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INVESTMENT RESEARCH CORP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 28, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 5
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S66
First exam: Aug 28, 2003
First registration: Sep 15, 2003
Dual registered: no
Other names: JAY THROCKMORTON|MICHAEL JAMES THROCKMORTON|MICHAEL THROCKMORTON
IAPD individual key: 4545382

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INVESTMENT RESEARCH CORP	Independent wealth	Sep 1, 2020	n/a	yes	Saint Clairsville, OH\|DENVER, CO	Current employment
ITS ASSET MANAGEMENT, L.P.	Independent wealth	Jan 3, 2019	Aug 11, 2020	no	Saint Clairsville, OH	Previous registration
INVESTMENT RESEARCH CORP	Independent wealth	Jan 3, 2011	Dec 31, 2018	no	ST CLAIRSVILLE, OH\|DENVER, CO	Previous registration
WORLD CAPITAL ADVISORS, LLC	Independent wealth	Jan 13, 2009	Dec 31, 2010	no	ST. CLAIRSVILLE, OH\|DENVER, CO	Previous registration
BLUE VASE SECURITIES, LLC	n/a	Sep 15, 2003	Dec 31, 2004	no	ST. CLAIRSVILLE, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ITS ASSET MANAGEMENT, L.P.	INVESTMENT RESEARCH CORP	Aug 11, 2020	Sep 1, 2020	21	Firm change	RIA to RIA
INVESTMENT RESEARCH CORP	ITS ASSET MANAGEMENT, L.P.	Dec 31, 2018	Jan 3, 2019	3	Firm change	RIA to RIA
WORLD CAPITAL ADVISORS, LLC	INVESTMENT RESEARCH CORP	Dec 31, 2010	Jan 3, 2011	3	Firm change	Other
BLUE VASE SECURITIES, LLC	WORLD CAPITAL ADVISORS, LLC	Dec 31, 2004	Jan 13, 2009	1,474	Firm change after gap	Other

Relationships

Registered with (4)

→ INVESTMENT RESEARCH CORPRegistered adviserregistration: previous registration
Jan 3, 2011 to Dec 31, 2018factForm ADV
→ ITS ASSET MANAGEMENT, L.P.Registered adviserregistration: previous registration
Jan 3, 2019 to Aug 11, 2020factForm ADV
→ WORLD CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 13, 2009 to Dec 31, 2010factForm ADV
→ BLUE VASE SECURITIES, LLCRegistered adviserregistration: previous registration
Sep 15, 2003 to Dec 31, 2004factForm ADV

Dated events

No dated event names this entity yet.