DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael James Throckmorton
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Jay Throckmorton
At current firm
6 y
since Sep 1, 2020
In the industry
23 y
since Aug 28, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Investment Research Corp independent RIA currentsince Sep 1, 2020 · Saint Clairsville, Oh
- Its Asset Management, L.P. independent RIAJan 3, 2019 to Aug 11, 2020 · Saint Clairsville, Oh
- Investment Research Corp independent RIAJan 3, 2011 to Dec 31, 2018 · St Clairsville, Oh
- World Capital Advisors, LLC independent RIAJan 13, 2009 to Dec 31, 2010 · St. Clairsville, Oh
- Blue Vase Securities, LLC unclassifiedSep 15, 2003 to Dec 31, 2004 · St. Clairsville, Oh
Moves
a registration end followed by a registration begin elsewhere
- Its Asset Management, L.P. to Investment Research Corpleft Aug 11, 2020, registered Sep 1, 2020 (21 days) · RIA to RIA
- Investment Research Corp to Its Asset Management, L.P.left Dec 31, 2018, registered Jan 3, 2019 (3 days) · RIA to RIA
- World Capital Advisors, LLC to Investment Research Corpleft Dec 31, 2010, registered Jan 3, 2011 (3 days) · Other
- Blue Vase Securities, LLC to World Capital Advisors, LLCleft Dec 31, 2004, registered Jan 13, 2009 (1474 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address