DFX Intelligence

D•••• B• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

D•••• B• S••••••••

Advisor at O• I••••••••• M••••••••• C•

BERLIN, OH | CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:38e2bef7-f257-7376-ea3c-12ee43ba263f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 17, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O• I••••••••• M••••••••• C•
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O• I••••••••• M••••••••• C•	Bd affiliated wealth	Mar 26, 2012	n/a	yes	BERLIN, OH\|CINCINNATI, OH	Current employment
H••••• W••••• M••••••••• L••	Former SEC adviser	Apr 24, 2007	n/a	yes	BERLIN, OH\|BERLIN, OH	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O• I••••••••• M••••••••• C•	H••••• W••••• M••••••••• L••	Dec 31, 2007	Apr 24, 2007	-251	Firm change after gap	Other

Relationships

Registered with (2)

→ O• I••••••••• M••••••••• C•Registered adviserregistration: previous registration
Nov 17, 2006 to Dec 31, 2007factForm ADV
→ H••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Apr 24, 2007 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38e2bef7-f257-7376-ea3c-12ee43ba263f
First observed: Nov 17, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.