DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P•••••• S••••• A•••••••• L••
New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••••• S••••• A•••••••• L•• | Former SEC adviser | Dec 4, 2020 | n/a | yes | New York, NY | Current employment |
| P•••••• S••••• A•••••••• L•• | Former SEC adviser | Feb 18, 2009 | Dec 31, 2013 | no | GIG HARBOR, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Q•••••• C•••••• M••••••••• L• | Q•••••• P•••••• C•••••• M••••••• L••• | Apr 10, 2007 | Jul 14, 2005 | -635 | Firm change after gap | Other |
| Q•••••• P•••••• C•••••• M••••••• L••• | P•••••• S••••• A•••••••• L•• | Apr 10, 2007 | Jun 4, 2007 |
| P•••••• S••••• A•••••••• L•• | Former SEC adviser | Jun 4, 2007 | Dec 31, 2008 | no | GIG HARBOR, WA | Previous registration |
| Q•••••• P•••••• C•••••• M••••••• L••• | n/a | Jul 14, 2005 | Apr 10, 2007 | no | NEW YORK, NY | Previous registration |
| Q•••••• F•••• I••••• A••••••• L•• | n/a | Nov 12, 2002 | Mar 15, 2004 | no | NEW YORK, NY | Previous registration |
| Q•••••• C•••••• M••••••••• L• | n/a | Nov 12, 2002 | Apr 10, 2007 | no | NEW YORK, NY | Previous registration |
| 55 |
| Firm change |
| Other |
| Q•••••• F•••• I••••• A••••••• L•• | Q•••••• C•••••• M••••••••• L• | Mar 15, 2004 | Nov 12, 2002 | -489 | Firm change after gap | Other |