A••••• J••••••• R••••••

• P•••••• S••••• A•••••••• L•• former current
  since Dec 4, 2020 · New York, Ny
• P•••••• S••••• A•••••••• L•• former
  Feb 18, 2009 to Dec 31, 2013 · Gig Harbor, Wa
• P•••••• S••••• A•••••••• L•• former
  Jun 4, 2007 to Dec 31, 2008 · Gig Harbor, Wa
• Q•••••• P•••••• C•••••• M••••••• L••• unclassified
  Jul 14, 2005 to Apr 10, 2007 · New York, Ny
• Q•••••• C•••••• M••••••••• L• unclassified
  Nov 12, 2002 to Apr 10, 2007 · New York, Ny
• Q•••••• F•••• I••••• A••••••• L•• unclassified
  Nov 12, 2002 to Mar 15, 2004 · New York, Ny

• Q•••••• C•••••• M••••••••• L• to Q•••••• P•••••• C•••••• M••••••• L•••
  left Apr 10, 2007, registered Jul 14, 2005 (-635 days) · Other
• Q•••••• P•••••• C•••••• M••••••• L••• to P•••••• S••••• A•••••••• L••
  left Apr 10, 2007, registered Jun 4, 2007 (55 days) · Other
• Q•••••• F•••• I••••• A••••••• L•• to Q•••••• C•••••• M••••••••• L•
  left Mar 15, 2004, registered Nov 12, 2002 (-489 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Former SEC-registered adviserderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address