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Advisor at CAPITA FINANCIAL NETWORK, LLC
DRAPER, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITA FINANCIAL NETWORK, LLC | Independent wealth | Oct 4, 2021 | n/a | yes | DRAPER, UT | Current employment |
| EP WEALTH ADVISORS | Independent wealth | Oct 18, 2020 | Sep 15, 2021 | no | SALT LAKE CITY, UT|TORRANCE, CA | Previous registration |
| FINANCIAL INSIGHT CENTER | Former SEC adviser | Jan 10, 2018 | Oct 21, 2020 | no | SALT LAKE CITY, UT | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Feb 23, 2015 | Jan 4, 2018 | no | OGDEN, UT|SOUTH OGDEN, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EP WEALTH ADVISORS | CAPITA FINANCIAL NETWORK, LLC | Sep 15, 2021 | Oct 4, 2021 | 19 | Firm change | RIA to RIA |
| FINANCIAL INSIGHT CENTER | EP WEALTH ADVISORS | Oct 21, 2020 | Oct 18, 2020 | -3 | Firm change | RIA to RIA |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | FINANCIAL INSIGHT CENTER | Jan 4, 2018 | Jan 10, 2018 | 6 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 153610:111147:UT:2020-10-21 | Oct 21, 2020 | Oct 18, 2020 | SALT LAKE CITY, UT | Firm change |