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W•••••• A• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

W•••••• A• W•••

Advisor at PINNACLE INVESTMENTS, LLC

EAST SYRACUSE, NY | Livonia, NY

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Search this name across graphsid dfx:ria:38e8d0af-9e55-263f-b260-0fd6a0d6c327

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 20, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PINNACLE INVESTMENTS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 30, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PINNACLE INVESTMENTS, LLC	Bd affiliated wealth	May 14, 2021	n/a	yes	Livonia, NY\|EAST SYRACUSE, NY	Current employment
WELLS FARGO ADVISORS	Wirehouse	Apr 27, 2015	Apr 19, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	PINNACLE INVESTMENTS, LLC	Apr 19, 2021	May 14, 2021	25	Firm change	Wirehouse to RIA
EQUITABLE ADVISORS, LLC	WELLS FARGO ADVISORS	Apr 27, 2015

Relationships

Registered with (3)

→ PINNACLE INVESTMENTS, LLCRegistered adviserregistration: current employment
May 14, 2021 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 27, 2015 to Apr 19, 2021factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 20, 2014 to Apr 27, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38e8d0af-9e55-263f-b260-0fd6a0d6c327
First observed: Nov 20, 2014
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.