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RIA / WealthRegistered adviserbroker-dealer affiliated wealth managerSEC registeredRAUM 1b 10b

PINNACLE INVESTMENTS, LLC

CRD 142910

EAST SYRACUSE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e6157d6c-493e-8a94-bd4c-c3da727550da

Data as of Jul 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 85
Dated events: 18
On other graphs: 0
Observed: Mar 27, 2012 to Jul 16, 2026
68 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: broker-dealer affiliated wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=60.0
Regulatory AUM: $1.3BItem 5.F on the latest filing (2026-07-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.3B
Private client RAUM: $1.3BderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 57
RAUM per advisor: $22.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 60
Advisory employees: 55
Offices: 13Schedule D 1.F, beyond the principal office
Accounts: 3,143
Individual clients: 3,133
High net worth clients: 8
Custody, client assets: $1.3B
SEC number: 801-67860
CRD: 142910
Filings on the tape: 68
First filed: Mar 27, 2012
Latest filed: Jul 16, 2026
Organised: Limited Liability Company, NY

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 57

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BRIDGET Rose BALL	n/a	EAST SYRACUSE, NY \| ALBANY, NY	10	25	n/a	yes
STEPHEN YEN LING CHOW	n/a	EAST SYRACUSE, NY \| ESTERO, FL	9	42	n/a	yes
BRANDON ROMANO KIDD	n/a	EAST SYRACUSE, NY	9	11	n/a	yes
ROBERT STEVEN BECK	Certified Financial Planner	EAST SYRACUSE, NY \| PHILADELPHIA, PA	9	35	2	yes
TIMOTHY COREY CARR	Certified Financial Planner	AUBURN, NY \| EAST SYRACUSE, NY	8	13	n/a	yes
BENJAMIN RYAN QUILTY	Certified Financial Planner	EAST SYRACUSE, NY	7	18	n/a	yes
Brendan Ryan Gallagher	Certified Financial Planner	EAST SYRACUSE, NY \| Cape Neddick, ME \| QUINCY, MA	7	11	2	yes
Brian George Vanhouwe	n/a	EAST SYRACUSE, NY \| NORTH SMITHFIELD, RI	6	42	4	yes
ROSALIE SCHLAEN	Certified Financial Planner	MIAMI, FL \| EAST SYRACUSE, NY	6	40	3	yes
JEAN MARIE FURGIUELE	n/a	EAST SYRACUSE, NY \| MONACA, PA	5	40	1	yes
ROBERT LYNN NICHOLAS	n/a	CANTON, OH \| EAST SYRACUSE, NY	5	21	1	yes
BRIAN DAVID SNYDER	n/a	EAST SYRACUSE, NY \| KITTANNING, PA	5	27	3	yes
Timothy Lane	n/a	MALDEN, MA \| EAST SYRACUSE, NY	5	31	4	yes
ROLAND LUCIEN OUIMET	Chartered Financial Consultant	BEVERLY, MA \| EAST SYRACUSE, NY	5	43	1	yes
Joseph O'Connor	n/a	EAST SYRACUSE, NY \| Syracuse, NY	5	42	5	yes
PAUL ROBERT DIPIETRO	Certified Financial Planner	BOCA RATON, FL \| EAST SYRACUSE, NY	5	25	2	yes
Margot Agnes STOTLER	n/a	AUBURN, NY \| EAST SYRACUSE, NY	5	10	n/a	yes
DANIEL FRANCIS RAITE	n/a	EAST SYRACUSE, NY \| WEAVERVILLE, NC	5	42	n/a	yes
EILEEN LESSUN SIENKIEWICZ	n/a	EAST SYRACUSE, NY	5	40	n/a	yes
JOHN VINCENT BIANCHINI	n/a	EAST SYRACUSE, NY	5	39	n/a	yes
JOSEPH JOHN SAYA	n/a	SYRACUSE, NY \| EAST SYRACUSE, NY	5	26	n/a	yes
DANIEL PATRICK MODY	Certified Financial Planner	Manlius, NY \| EAST SYRACUSE, NY	5	32	n/a	yes
KATHLEEN KNAUL HIERHOLZER	n/a	EAST SYRACUSE, NY	5	25	n/a	yes
MARK THOMAS NARDELLA	Certified Financial Planner	EAST SYRACUSE, NY	5	29	4	yes
BRIAN MICHAEL SCHULTZ	n/a	East Syracuse, NY \| EAST SYRACUSE, NY	5	29	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KIDD, GREGG ANTHONY	Shareholder	F	yes	11/2006	Mar 27, 2012	Dec 18, 2024
KROUSE, ERIC DOUGLAS	COO / OPTIONS PRINCIPAL	Na	yes	03/2011	Mar 27, 2012	Dec 18, 2024
PINNACLE HOLDING CO, LLC	MANAGING MEMBER	E	yes	11/2006	Mar 27, 2012	Dec 18, 2024
QUILTY, BENJAMIN RYAN	CHIEF EXECUTIVE OFFICER	Na	yes	07/2019	Mar 24, 2020	Dec 18, 2024
RAITE, DANIEL FRANCIS	Shareholder	F	yes	11/2006	Mar 27, 2012	Dec 18, 2024
COLES, MONICA ANN	CHIEF COMPLIANCE OFFICER	Na	no	10/2022	Oct 19, 2022	Dec 18, 2024
FKAPI, INC	Shareholder	E	no	04/2007	Apr 28, 2015	Dec 18, 2024
GEORGE, KENNETH RONALD	Finop	Na	no	06/2007	Mar 27, 2012	Dec 18, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PINNACLE CAPITAL MANAGEMENT, LLC	n/a	Independent wealth	$300M	N	yes	n/a
PINNACLE ADVISORS LLC	n/a	Asset manager	$433,140	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Auburn	NY	United States	7	yes
Morristown	Nj	United States	3	yes
BOCA RATON	FL	United States	1	yes
Estero	FL	United States	1	yes
Miami	FL	United States	1	yes
Malden	Ma	United States	1	yes
NEW BEDFORD	Ma	United States	1	yes
Albany	NY	United States	1	yes
EAST SYRACUSE	NY	United States	1	yes
Syracuse	NY	United States	1	no
Williamsville	NY	United States	1	yes
Philadelphia	Pa	United States	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 18

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 1, 2026	$1.3B	$1.3B	60	55	13	n/a	n/a
2024	Mar 31, 2025	$1.1B	$1.0B	60	50	13	n/a	n/a
2023	Mar 29, 2024	$965M	$960M	61	51	14	n/a	n/a
2022	Mar 31, 2023	$819M	$815M	61	50	10	n/a	n/a
2021	Mar 15, 2022	$878M	$873M	51	47	11	n/a	n/a
2020	Apr 30, 2021	$815M	$804M	51	47	10	n/a	n/a
2019	Mar 24, 2020	$526M	$522M	32	32	10	n/a	n/a
2018	Mar 29, 2019	$440M	$436M	33	31	8	n/a	n/a
2017	Mar 29, 2018	$422M	$422M	56	35	8	n/a	n/a
2016	Mar 29, 2017	$339M	$339M	55	30	n/a	n/a	n/a
2015	May 2, 2016	$331M	$331M	55	30	n/a	n/a	n/a
2014	Apr 28, 2015	$222M	$222M	55	30	n/a	n/a	n/a
2013	Mar 31, 2014	$181M	$176M	50	40	n/a	n/a	n/a
2012	May 2, 2013	$90.0M	$85.0M	50	40	n/a	n/a	n/a
2011	Mar 27, 2012	$69.7M	$69.7M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
5	4	1	7.0%	1	0	0	6	6

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.3B	$1.1B	22.4%	$819M	16.4%	60	60	13	13

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
OSAIC WEALTH, INC.	2	May 4, 2026	May 4, 2026	EAST SYRACUSE, NY	Team lift out	Ibd to ibd	3.5%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
VALIC FINANCIAL ADVISORS, INC.	2	Apr 6, 2022	Apr 7, 2022	BERKELEY HEIGHTS, NJ	Team lift out	Ibd to RIA	0.2%
GLOBAL INVESTMENT ADVISORS, LLC	2	Dec 31, 2019	Jan 14, 2021	DANVERS, MA	Team lift out	Other	40.0%
GLOBAL INVESTMENT ADVISORS, LLC	4	Dec 26, 2019	Jan 12, 2021	MIAMI BEACH, FL	Firm absorbed	Other	57.1%

Relationships

showing 80 of 85

Registered with (66)

← Joshua LeanaAdvisorregistration: current employment
Aug 17, 2026 to presentfactForm ADV
← JONATHAN MORRIS FOXAdvisorregistration: current employment
Jun 9, 2026 to presentfactForm ADV
← Michael R FiglerAdvisorregistration: current employment
Jan 10, 2026 to presentfactForm ADV
← Dana Thomas GreeneAdvisorregistration: current employment
Jan 5, 2026 to presentfactForm ADV
← James St. LegerAdvisorregistration: current employment
Dec 15, 2025 to presentfactForm ADV
← Michele Lee BrissonAdvisorregistration: current employment
Aug 25, 2025 to presentfactForm ADV
← Timothy Clair HardyAdvisorregistration: current employment
Jul 17, 2025 to presentfactForm ADV
← Charles StewartAdvisorregistration: current employment
Jul 26, 2024 to presentfactForm ADV
← Bailey Alan WilkinsonAdvisorregistration: current employment
May 1, 2024 to presentfactForm ADV
← Colin NardellaAdvisorregistration: current employment
Nov 6, 2023 to presentfactForm ADV
← Joseph C SilinoAdvisorregistration: current employment
Nov 2, 2023 to presentfactForm ADV
← RAYMOND S. BECKAdvisorregistration: current employment
Dec 19, 2022 to presentfactForm ADV
← Michael William MonashefskyAdvisorregistration: current employment
Jun 17, 2022 to presentfactForm ADV
← Kevin SzozdaAdvisorregistration: current employment
Nov 29, 2021 to presentfactForm ADV
← CARLY Romano KIDDAdvisorregistration: current employment
Sep 30, 2021 to presentfactForm ADV
← WILLIAM F CALLAHANAdvisorregistration: current employment
Sep 20, 2021 to presentfactForm ADV
← STEVEN GEORGOPOULOSAdvisorregistration: current employment
Sep 9, 2021 to presentfactForm ADV
← Joshua Robert KimberAdvisorregistration: current employment
Jul 7, 2021 to presentfactForm ADV
← William A WardAdvisorregistration: current employment
May 14, 2021 to presentfactForm ADV
← DANIEL FRANCIS RAITEAdvisorregistration: current employment
Apr 12, 2021 to presentfactForm ADV
← EILEEN LESSUN SIENKIEWICZAdvisorregistration: current employment
Apr 12, 2021 to presentfactForm ADV
← JOHN VINCENT BIANCHINIAdvisorregistration: current employment
Apr 12, 2021 to presentfactForm ADV
← JOSEPH JOHN SAYAAdvisorregistration: current employment
Apr 12, 2021 to presentfactForm ADV
← DANIEL PATRICK MODYAdvisorregistration: current employment
Apr 12, 2021 to presentfactForm ADV
← KATHLEEN KNAUL HIERHOLZERAdvisorregistration: current employment
Apr 12, 2021 to presentfactForm ADV
← MARK THOMAS NARDELLAAdvisorregistration: current employment
Apr 12, 2021 to presentfactForm ADV
← BRIAN MICHAEL SCHULTZAdvisorregistration: current employment
Apr 12, 2021 to presentfactForm ADV
← JAMES DANIEL MCQUIGGANAdvisorregistration: current employment
Apr 12, 2021 to presentfactForm ADV
← DANIEL MAURY POSNIAKAdvisorregistration: current employment
Apr 12, 2021 to presentfactForm ADV
← ERIC KROUSEAdvisorregistration: current employment
Apr 12, 2021 to presentfactForm ADV
and 36 more

Affiliated with (5)

→ PINNACLE ADVISORS LLCRegistered adviserother investment adviser
factForm ADV
→ PINNACLE CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← PINNACLE CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, broker-dealer, control, common control
factForm ADV
← PINNACLE ADVISORS LLCRegistered adviserother investment adviser, broker-dealer
factForm ADV
← CONFIDENTIAL PLANNING I, LLCRegistered adviserother investment adviser, broker-dealer, control, common control
factForm ADV

Controls (5)

← RAITE, DANIEL FRANCISOwnerSHAREHOLDER, ownership code F, individual
Mar 27, 2012 to Dec 18, 2024factForm ADV
← KIDD, GREGG ANTHONYOwnerSHAREHOLDER, ownership code F, individual
Mar 27, 2012 to Dec 18, 2024factForm ADV
← KROUSE, ERIC DOUGLASOwnerCOO / OPTIONS PRINCIPAL, ownership code NA, individual
Mar 27, 2012 to Dec 18, 2024factForm ADV
← QUILTY, BENJAMIN RYANOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 24, 2020 to Dec 18, 2024factForm ADV
← PINNACLE HOLDING CO, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 27, 2012 to Dec 18, 2024factForm ADV

Owns (3)

← GEORGE, KENNETH RONALDOwnerFINOP, ownership code NA, individual
Mar 27, 2012 to Dec 18, 2024factForm ADV
← COLES, MONICA ANNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 19, 2022 to Dec 18, 2024factForm ADV
← FKAPI, INCOwnerSHAREHOLDER, ownership code E, domestic entity
Apr 28, 2015 to Dec 18, 2024factForm ADV

Moved with (1)

→ DECISIONAL WEALTH ADVISORS LLCRegistered adviser2 advisors, team lift out, same day
Jun 16, 2023 to Jun 16, 2023factForm ADV

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 4, 2026
Team lift-out
2 advisors left Pinnacle Investments, LLC (East Syracuse, NY) for Osaic Wealth, Inc. on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
May 4, 2026
Advisor changed firm
Adam Gartside left Pinnacle Investments, Llc for Osaic Wealth, Inc. (registered 2026-05-04)
Form ADVobserved 4 days ago
Occurred
May 4, 2026
Advisor changed firm
Andrea Elizabeth Coladarci left Pinnacle Investments, Llc for Osaic Wealth, Inc. (registered 2026-05-04)
Form ADVobserved 4 days ago
Occurred
Dec 11, 2025
Advisor changed firm
Gabriella M Cahl left Pinnacle Investments, Llc for Morgan Stanley (registered 2026-01-28)
Form ADVobserved 4 days ago
Occurred
Sep 23, 2025
Advisor changed firm
Monica Ann Coles left Pinnacle Investments, Llc for Thurston Springer Advisors (registered 2026-02-19)
Form ADVobserved 4 days ago
Occurred
Apr 25, 2024
Advisor changed firm
Richard E Prince left Pinnacle Investments, Llc for Fidelity Personal And Workplace Advisors (registered 2024-07-26)
Form ADVobserved 4 days ago
Occurred
Dec 18, 2023
Advisor changed firm
John David Danzer left Pinnacle Investments, Llc for Cadaret Grant & Co Inc (registered 2023-12-15)
Form ADVobserved 4 days ago
Occurred
Aug 25, 2023
Advisor changed firm
Jeffrey Hughes Watson left Pinnacle Investments, Llc for Rialto Wealth Management (registered 2023-08-25)
Form ADVobserved 4 days ago
Occurred
Jun 16, 2023
Advisor changed firm
John Paul Harmatuk left Pinnacle Investments, Llc for Decisional Wealth Advisors Llc (registered 2023-06-16)
Form ADVobserved 4 days ago
Occurred
Jun 16, 2023
Advisor changed firm
Brannigan James Judge left Pinnacle Investments, Llc for Decisional Wealth Advisors Llc (registered 2023-06-16)
Form ADVobserved 4 days ago
Occurred
Jun 1, 2022
Advisor changed firm
Ryan J Nason left Pinnacle Investments, Llc for Securities America Advisors, Inc. (registered 2022-06-01)
Form ADVobserved 4 days ago
Occurred
Apr 6, 2022
Team lift-out
2 advisors left Valic Financial Advisors, Inc. (Berkeley Heights, NJ) for Pinnacle Investments, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Mar 18, 2021
Regulatory AUM changed
Pinnacle Investments, Llc reported RAUM $814.7M, up 55% from $525.9M (2020-09-25 to 2021-03-18)
Form ADVobserved 4 days ago
$289M
Occurred
Mar 24, 2020
Control person left
Ryan W York (Chief Executive Officer) no longer on Schedule A of Pinnacle Investments, Llc (listed 2019-04-29, absent 2020-03-24)
Form ADVobserved 4 days ago
Occurred
Mar 24, 2020
Control person joined
Benjamin Ryan Quilty (Chief Executive Officer) appeared on Schedule A of Pinnacle Investments, Llc
Form ADVobserved 4 days ago

Show 3 bookkeeping events

Occurred
Sep 16, 2026
Jonathan Morris Fox added a FL registration at Pinnacle Investments, Llc
Occurred
Mar 31, 2023
Pinnacle Investments, Llc reported 57 state-registered advisory representatives, up from 47 (2022-10-28 to 2023-03-31)
Occurred
Mar 18, 2021
Pinnacle Investments, Llc reported 47 state-registered advisory representatives, up from 32 (2020-09-25 to 2021-03-18)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e6157d6c-493e-8a94-bd4c-c3da727550da
First observed: Mar 27, 2012
Last observed: Jul 16, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PINNACLE INVESTMENTS, LLC

CRD 142910

EAST SYRACUSE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e6157d6c-493e-8a94-bd4c-c3da727550da

Data as of Jul 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:51 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BRIDGET Rose BALL

n/a

EAST SYRACUSE, NY | ALBANY, NY

n/a

yes

STEPHEN YEN LING CHOW

n/a

EAST SYRACUSE, NY | ESTERO, FL

n/a

yes

BRANDON ROMANO KIDD

n/a

EAST SYRACUSE, NY

n/a

yes

ROBERT STEVEN BECK

Certified Financial Planner

EAST SYRACUSE, NY | PHILADELPHIA, PA

yes

TIMOTHY COREY CARR

Certified Financial Planner

AUBURN, NY | EAST SYRACUSE, NY

n/a

yes

BENJAMIN RYAN QUILTY

Certified Financial Planner

EAST SYRACUSE, NY

n/a

yes

Brendan Ryan Gallagher

Certified Financial Planner

EAST SYRACUSE, NY | Cape Neddick, ME | QUINCY, MA

yes

Brian George Vanhouwe

n/a

EAST SYRACUSE, NY | NORTH SMITHFIELD, RI

yes

ROSALIE SCHLAEN

Certified Financial Planner

MIAMI, FL | EAST SYRACUSE, NY

yes

JEAN MARIE FURGIUELE

n/a

EAST SYRACUSE, NY | MONACA, PA

yes

ROBERT LYNN NICHOLAS

n/a

CANTON, OH | EAST SYRACUSE, NY

yes

BRIAN DAVID SNYDER

n/a

EAST SYRACUSE, NY | KITTANNING, PA

yes

Timothy Lane

n/a

MALDEN, MA | EAST SYRACUSE, NY

yes

ROLAND LUCIEN OUIMET

Chartered Financial Consultant

BEVERLY, MA | EAST SYRACUSE, NY

yes

Joseph O'Connor

n/a

EAST SYRACUSE, NY | Syracuse, NY

yes

PAUL ROBERT DIPIETRO

Certified Financial Planner

BOCA RATON, FL | EAST SYRACUSE, NY

yes

Margot Agnes STOTLER

n/a

AUBURN, NY | EAST SYRACUSE, NY

n/a

yes

DANIEL FRANCIS RAITE

n/a

EAST SYRACUSE, NY | WEAVERVILLE, NC

n/a

yes

EILEEN LESSUN SIENKIEWICZ

n/a

EAST SYRACUSE, NY

n/a

yes

JOHN VINCENT BIANCHINI

n/a

EAST SYRACUSE, NY

n/a

yes

JOSEPH JOHN SAYA

n/a

SYRACUSE, NY | EAST SYRACUSE, NY

n/a

yes

DANIEL PATRICK MODY

Certified Financial Planner

Manlius, NY | EAST SYRACUSE, NY

n/a

yes

KATHLEEN KNAUL HIERHOLZER

n/a

EAST SYRACUSE, NY

n/a

yes

MARK THOMAS NARDELLA

Certified Financial Planner

EAST SYRACUSE, NY

yes

BRIAN MICHAEL SCHULTZ

n/a

East Syracuse, NY | EAST SYRACUSE, NY

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KIDD, GREGG ANTHONY

Shareholder

yes

11/2006

Mar 27, 2012

Dec 18, 2024

KROUSE, ERIC DOUGLAS

COO / OPTIONS PRINCIPAL

yes

03/2011

Mar 27, 2012

Dec 18, 2024

PINNACLE HOLDING CO, LLC

MANAGING MEMBER

yes

11/2006

Mar 27, 2012

Dec 18, 2024

QUILTY, BENJAMIN RYAN

CHIEF EXECUTIVE OFFICER

yes

07/2019

Mar 24, 2020

Dec 18, 2024

RAITE, DANIEL FRANCIS

Shareholder

yes

11/2006

Mar 27, 2012

Dec 18, 2024

COLES, MONICA ANN

CHIEF COMPLIANCE OFFICER

10/2022

Oct 19, 2022

Dec 18, 2024

FKAPI, INC

Shareholder

04/2007

Apr 28, 2015

Dec 18, 2024

GEORGE, KENNETH RONALD

Finop

06/2007

Mar 27, 2012

Dec 18, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PINNACLE CAPITAL MANAGEMENT, LLC

n/a

Independent wealth

$300M

yes

n/a

PINNACLE ADVISORS LLC

n/a

Asset manager

$433,140

n/a

City

State

Country

Employees

Also broker-dealer

Auburn

United States

yes

Morristown

United States

yes

BOCA RATON

United States

yes

Estero

United States

yes

Miami

United States

yes

Malden

United States

yes

NEW BEDFORD

United States

yes

Albany

United States

yes

EAST SYRACUSE

United States

yes

Syracuse

United States

Williamsville

United States

yes

Philadelphia

United States

yes

n/a

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 1, 2026

$1.3B

n/a

2024

Mar 31, 2025

$1.1B

$1.0B

n/a

2023

Mar 29, 2024

$965M

$960M

n/a

2022

Mar 31, 2023

$819M

$815M

n/a

2021

Mar 15, 2022

$878M

$873M

n/a

2020

Apr 30, 2021

$815M

$804M

n/a

2019

Mar 24, 2020

$526M

$522M

n/a

2018

Mar 29, 2019

$440M

$436M

n/a

2017

Mar 29, 2018

$422M

n/a

2016

Mar 29, 2017

$339M

n/a

2015

May 2, 2016

$331M

n/a

2014

Apr 28, 2015

$222M

n/a

2013

Mar 31, 2014

$181M

$176M

n/a

2012

May 2, 2013

$90.0M

$85.0M

n/a

2011

Mar 27, 2012

$69.7M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

7.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.3B

$1.1B

22.4%

$819M

16.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

OSAIC WEALTH, INC.

May 4, 2026

EAST SYRACUSE, NY

Team lift out

Ibd to ibd

3.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

VALIC FINANCIAL ADVISORS, INC.

Apr 6, 2022

Apr 7, 2022

BERKELEY HEIGHTS, NJ

Team lift out

Ibd to RIA

0.2%

GLOBAL INVESTMENT ADVISORS, LLC

Dec 31, 2019

Jan 14, 2021

DANVERS, MA

Team lift out

Other

40.0%

GLOBAL INVESTMENT ADVISORS, LLC

Dec 26, 2019

Jan 12, 2021

MIAMI BEACH, FL

Firm absorbed

Other

57.1%