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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

NORA FABIOLA CARRILLO

Advisor at TRUIST ADVISORY SERVICES, INC.

FORT WORTH, TX

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Search this name across graphsid dfx:ria:38f63693-d306-252b-36ec-8e1679532c38

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 11, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRUIST ADVISORY SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 25, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Feb 25, 2008
First registration: Jun 11, 2009
Dual registered: yes, broker-dealer
Other names: NORA CARRILLO|NORA CARRILLO
IAPD individual key: 5420410

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Feb 17, 2021	n/a	yes	FORT WORTH, TX	Current employment
BB&T SECURITIES, LLC	Former SEC adviser	Jul 23, 2020	Feb 17, 2021	no	FORT WORTH, TX\|RICHMOND, VA	Previous registration
MORGAN STANLEY	Wirehouse	Jan 9, 2014	Feb 18, 2020	no	Dallas, TX\|Dallas, TX\|Fort Worth, TX	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jul 2, 2012	Jan 3, 2014	no	WESTLAKE, TX	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jun 11, 2009	Aug 24, 2009	no	FORT WORTH, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jun 11, 2009	Aug 24, 2009	no	FORT WORTH, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BB&T SECURITIES, LLC	TRUIST ADVISORY SERVICES, INC.	Feb 17, 2021	Feb 17, 2021	0	Bulk transfer	Ibd to ibd
MORGAN STANLEY	BB&T SECURITIES, LLC	Feb 18, 2020	Jul 23, 2020	156	Firm change	Wirehouse to ibd
STRATEGIC ADVISERS LLC	MORGAN STANLEY	Jan 3, 2014	Jan 9, 2014	6	Firm change	Ibd to wirehouse
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Aug 24, 2009	Jun 11, 2009	-74	Channel change	Other
TD AMERITRADE, INC.	STRATEGIC ADVISERS LLC	Aug 24, 2009	Jul 2, 2012	1,043	Firm change after gap	Other

Relationships

Registered with (6)

→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: current employment
Feb 17, 2021 to presentfactForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Jul 23, 2020 to Feb 17, 2021factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jan 9, 2014 to Feb 18, 2020factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jul 2, 2012 to Jan 3, 2014factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 11, 2009 to Aug 24, 2009factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jun 11, 2009 to Aug 24, 2009factForm ADV

Dated events

No dated event names this entity yet.