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G••••• C• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

G••••• C• H•••••

Advisor at P••••••••• S••••••••• C•••••••••

IRVINGTON, NY | Carpinteria, CA | Jupiter, FL

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Search this name across graphsid dfx:ria:38faedef-698b-f182-b8b7-9b6760d556d6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 6, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• S••••••••• C•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 6, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• S••••••••• C•••••••••	Independent wealth	Oct 31, 2022	n/a	yes	Carpinteria, CA\|Jupiter, FL\|IRVINGTON, NY	Current employment
J• W• C••• A•••••••• I•••	Bd affiliated wealth	Jun 27, 2012	Nov 29, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J• W• C••• A•••••••• I•••	P••••••••• S••••••••• C•••••••••	Nov 29, 2022	Oct 31, 2022	-29	Firm change	Ibd to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	J• W• C••• A•••••••• I•••	Jun 20, 2012

Relationships

Registered with (4)

→ P••••••••• S••••••••• C•••••••••Registered adviserregistration: current employment
Oct 31, 2022 to presentfactForm ADV
→ J• W• C••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 27, 2012 to Nov 29, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Feb 21, 2006 to Jun 20, 2012factForm ADV
→ V•••• F•••••••• A•••••••• I•••

Dated events

Occurred
Nov 29, 2022
Advisor changed firm
G••••• C• H••••• left J• W• C••• A•••••••• I••• for P••••••••• S••••••••• C••••••••• (registered 2022-10-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38faedef-698b-f182-b8b7-9b6760d556d6
First observed: Jan 6, 1998
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.