DFX Intelligence
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Reading the graph
Advisor at IFMGROUP
MONROVIA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Ifmgroup | State registered | Oct 21, 2025 | n/a | yes | MONROVIA, CA | Current employment |
| Ifmgroup | State registered | Dec 6, 2007 | Dec 31, 2024 | no | MONROVIA, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 16, 2004 | Sep 13, 2006 | no | SAN JOSE, CA|SAN JOSE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Ifmgroup | Sep 13, 2006 | Dec 6, 2007 | 449 | Firm change after gap | Wirehouse to state RIA |