DFX Intelligence

T••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

T••••• G••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Peoria, AZ

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Search this name across graphsid dfx:ria:390a1f64-5938-a391-503f-876729813b2a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Aug 14, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Sep 30, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jan 17, 2024	n/a	yes	Peoria, AZ\|Peoria, AZ	Current employment
H•••••• I••••••••• I•••	Independent wealth	Jul 27, 2023	Dec 11, 2023	no	SCOTTSDALE, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• I••••••••• I•••	A••••••••• F•••••••• S•••••••• L••	Dec 11, 2023	Jan 17, 2024	37	Firm change	RIA to ibd
T••••• W••••• A•••••••	H•••••• I••••••••• I•••	Jul 24, 2023	Jul 27, 2023

Relationships

Registered with (5)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Jan 17, 2024 to presentfactForm ADV
→ H•••••• I••••••••• I•••Registered adviserregistration: previous registration
Jul 27, 2023 to Dec 11, 2023factForm ADV
→ T••••• W••••• A•••••••Registered adviserregistration: previous registration
Nov 9, 2021 to Jul 24, 2023factForm ADV
→ S••••• W••••• A•••••••• I•••

Dated events

Occurred
Dec 11, 2023
Advisor changed firm
T••••• G•••••• left H•••••• I••••••••• I••• for A••••••••• F•••••••• S•••••••• L•• (registered 2024-01-17)
Form ADVobserved 7 days ago
Occurred
Jul 24, 2023
Advisor changed firm
T••••• G•••••• left T••••• W••••• A••••••• for H•••••• I••••••••• I••• (registered 2023-07-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:390a1f64-5938-a391-503f-876729813b2a
First observed: Aug 14, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.