DFX Intelligence

Data Factory

RIA / WealthAdvisor41 years in industry

WAYNE SCOTT WOODMAN

Advisor at THE INVESTMENT HOUSE LLC

Las Vegas, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:390b13d5-3d78-0438-bcc6-7f3a6fe5bab4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 19, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE INVESTMENT HOUSE LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 25, 1984earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63
First exam: Oct 25, 1984
First registration: Apr 19, 2002
Dual registered: no
IAPD individual key: 1019889

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE INVESTMENT HOUSE LLC	Independent wealth	Nov 6, 2012	n/a	yes	Las Vegas, NV	Current employment
FIRST WESTERN INVESTMENT MANAGEMENT, INC.	Former SEC adviser	Sep 24, 2009	May 23, 2012	no	LOS ANGELES, CA\|ALLENTOWN, PA	Previous registration
GKM ADVISERS, LLC	n/a	Aug 7, 2003	Aug 10, 2009	no	ALLENTOWN, PA	Previous registration
GKM ADVISERS INC.	n/a	Apr 19, 2002	Aug 13, 2003	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST WESTERN INVESTMENT MANAGEMENT, INC.	THE INVESTMENT HOUSE LLC	May 23, 2012	Nov 6, 2012	167	Firm change	Other
GKM ADVISERS, LLC	FIRST WESTERN INVESTMENT MANAGEMENT, INC.	Aug 10, 2009	Sep 24, 2009	45	Firm change	Other
GKM ADVISERS INC.	GKM ADVISERS, LLC	Aug 13, 2003	Aug 7, 2003	-6	Firm change	Other

Relationships

Registered with (3)

→ THE INVESTMENT HOUSE LLCRegistered adviserregistration: current employment
Nov 6, 2012 to presentfactForm ADV
→ FIRST WESTERN INVESTMENT MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 24, 2009 to May 23, 2012factForm ADV
→ GKM ADVISERS, LLCRegistered adviserregistration: previous registration
Aug 7, 2003 to Aug 10, 2009factForm ADV

Dated events

No dated event names this entity yet.