DFX Intelligence

T•• I••••••••• H•••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

T•• I••••••••• H•••• L••

CRD 163493

REDONDO BEACH, CA

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Search this name across graphsid dfx:ria:c6b580b8-d92b-6211-8cbc-406ccdf325f9

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 8
On other graphs: 0
Observed: Apr 11, 2012 to Sep 16, 2026
43 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.59 fund_share=0.38 institutional_share=0.01 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $2.5B••• Locked
Discretionary RAUM: $2.5B
Private client RAUM: $1.5Bderived••• Locked
Private client share: 59%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $310Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T•••••• J••• W•••	n/a	Manhattan Beach, CA \| Rancho Palos Verdes, CA	14	32	3	no
W•••• S•••• W••••••	n/a	Las Vegas, NV	13	41

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M•••••• P••••••• L•••	Hedge Fund	$27.4M	Mar 16, 2026	28	Mar 30, 2012	reported	021-81288

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
W•••• D•••••	TRUSTEE OF W••• FAMILY TRUST	E	yes	02/2013	Mar 16, 2026	Mar 16, 2026
W•••• T••••••• J•••	TRUSTEE OF W••• FAMILY TRUST	E	yes	02/2013	Mar 16, 2026	Mar 16, 2026

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
DEL MAR	CA	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.5B	$2.0B	27.3%	$1.2B	28.0%	11	11	1	1

Relationships

Advises (1)

→ M•••••• P••••••• L•••Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV

Registered with (9)

← T•••• A••• L••••Advisorregistration: current employment
Feb 16, 2022 to presentfactForm ADV
← A••••• W••••••Advisorregistration: current employment
Mar 3, 2020 to presentfactForm ADV
←

Dated events

Occurred
Mar 16, 2026
Ria ownership band change
••• Locked
Form ADVobserved today
Occurred
Mar 18, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$438M
Occurred
Mar 22, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-469M
Occurred
Jan 3, 2023

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c6b580b8-d92b-6211-8cbc-406ccdf325f9
First observed: Apr 11, 2012
Last observed: Sep 16, 2026 7 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.