DFX Intelligence

C•••••• I••••••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

C•••••• I••••••••• P•••••••

C•••••• I••••••••• MANAGEMENT COMPANY LLC, CRD 334323

SEWICKLEY, PA

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Search this name across graphsid dfx:ria:391b29d0-1125-4d19-4e43-1c436b379915

Data as of Jun 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 2
Observed: Jun 29, 2026 to Jun 29, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C•••••• I••••••••• P•••••••

Private equity manager · shared crd

Independent Sponsorsidentity

C•••••• I••••••••• P•••••••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $165M••• Locked
Discretionary RAUM: $165M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••• I••••••••• P••••••• L••	Private Equity Fund	$40.1M	Dec 23, 2024	27	Dec 23, 2024	reported	021-531193
C•••••• B••••••••• L••	Private Equity Fund	$20.5M	Dec 23, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
P•••• B••••• A•••••	CHIEF COMPLIANCE OFFICER, PARTNER AND CHIEF FINANCIAL OFFICER	Na	yes	09/2024	Jun 29, 2026	Jun 29, 2026
S••••••••• J••••••• N••••••	Controller	Na	yes	09/2023	Jun 29, 2026	Jun 29, 2026

Relationships

Controls (4)

← T•• N••••••• S•••• 2••• F•••••OwnerOWNER, ownership code D, domestic entity
Jun 29, 2026 to presentfactForm ADV
← S••••• N•••••••• A••••••••OwnerMANAGING PARTNER AND CHIEF EXECUTIVE OFFICER, ownership code C, individual
Jun 29, 2026 to presentfactForm ADV
← S••••••••• J••••••• N••••••OwnerCONTROLLER, ownership code NA, individual
Jun 29, 2026 to presentfactForm ADV
← P•••• B••••• A•••••OwnerCHIEF COMPLIANCE OFFICER, PARTNER AND CHIEF FINANCIAL OFFICER, ownership code NA, individual
Jun 29, 2026 to present

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:391b29d0-1125-4d19-4e43-1c436b379915
First observed: Jun 29, 2026
Last observed: Jun 29, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.