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C•••••• I••••••••• P•••••••

Asset manager (funds and pooled vehicles)SEC-registered2 private funds· Sewickley, Pennsylvaniawebsite

Asset manager (funds and pooled vehicles), based in Sewickley, Pennsylvania, reporting $165M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$165M
Form ADV
Advisors
0
IAPD
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

  1. New owner
    ownership and control

    T•• N••••••• S•••• 2••• F••••• appeared on Schedule A as an owner on 29 Jun 2026.

    A change of owner or control is when advisors reconsider where they sit and when an acquirer's retention is tested.

    FactForm ADV Schedule A and Item 4For Recruiters, acquirersOwnership →
Every filed figure, and the identifiersCRD 334323 · SEC 801-136927 · 1 filingsShow
CRD 334323SEC 801-136927Legal name C•••••• I••••••••• M••••••••• C•••••• L••First filing on the tape Jun 29, 2026, latest Jun 29, 2026SEC status approved since Aug 5, 2026IAPD
RAUM
$165M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
14
6 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
2
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $165M
HNW client RAUM: no history
State-registered IARs (5.B.3): 0
Employees (5.A): 14
Private funds: 2
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$82.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived5 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$165M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$165M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$165M for 2 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the 10 longest tenured
      No representative is registered through this CRD on IAPD.
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      C•••••• I••••••••• P•••••••• L•••Private Equity Fund$155M100Dec 23, 2024
      S•••• I••••••••• P••••••• L••no longer reportedPrivate Equity Fund$40.1M27Dec 23, 2024
      C•••••• B••••••••• L••Private Equity Fund$27.5M3Dec 23, 2024
      Owners and control persons
      Schedule A and B, latest filing
      • P•••• B••••• A••••• · Chief Compliance Officer, Partner And Chief Financial Officercontrol
        since 09/2024 · owns less than 5%
      • S••••••••• J••••••• N•••••• · Controllercontrol
        since 09/2023 · owns less than 5%
      • S••••• N•••••••• A•••••••• · Managing Partner And Chief Executive Officercontrol
        since 05/2023 · owns 25% to 50%
      Entity owners
      • T•• N••••••• S•••• 2••• F••••• · Owner
        direct · owns 50% to 75%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      8 dated events
      • ••• Locked
        Jun 29, 2026 · ria ownership band change · fact
      • ••• Locked
        Jun 29, 2026 · ria majority owner change · fact
      • ••• Locked
        Jun 29, 2026 · ria private fund assets change · fact
      • ••• Locked
        Jun 29, 2026 · ria registration change · fact
      • ••• Locked
        Jun 29, 2026 · Control person left · inference
      Full timeline · 8 events
      • ••• Locked
        Jun 29, 2026 · private fund no longer reported · inference
      • ••• Locked
        Jun 29, 2026 · ria principal change · derived
      • ••• Locked
        Jun 29, 2026 · ria indirect owner change · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Jun 29, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Jun 29, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months, RAUM change, last fiscal year.