DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
PLYMOUTH, MN | LACEY, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Aug 17, 2026 | n/a | yes | PLYMOUTH, MN|LACEY, WA | Current employment |
| WEINAND FINANCIAL, INC. | Independent wealth | Dec 26, 2023 | n/a | yes | LACEY, WA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 1, 2020 | Dec 20, 2023 | no | LACEY, WA|MERIDIAN, ID|LACEY, WA | Previous registration |
| KMS FINANCIAL SERVICES, INC | Former SEC adviser | Nov 17, 1998 | Sep 1, 2020 | no | LACEY, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | WEINAND FINANCIAL, INC. | Dec 20, 2023 | Dec 26, 2023 | 6 | Firm change | Ibd to new firm |
| KMS FINANCIAL SERVICES, INC | LPL FINANCIAL LLC | Sep 1, 2020 | Sep 1, 2020 | 0 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:328590:WA:2023-12-20 | Dec 20, 2023 | Dec 26, 2023 | LACEY, WA | Firm change |
| 3866:6413:WA:2020-09-01 | Sep 1, 2020 | Sep 1, 2020 | LACEY, WA | Firm change |