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CRD 328590
LACEY, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| W••••••• M••••••• G••••• | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | yes | 01/2006 | Oct 19, 2023 | Mar 26, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 2 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $610M | $504M | 21.0% | n/a | n/a | 5 | 5 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | 2 | Dec 20, 2023 | Dec 26, 2023 | LACEY, WA | Team lift out | Ibd to new firm | 0.0% |
| $610M |
| $604M |
| 5 |
| 1 |
| 0 |
| n/a |
| n/a |
| 2024 | Mar 31, 2025 | $504M | $499M | 5 | 2 | 0 | n/a | n/a |
| 2023 | Mar 26, 2024 | $443M | $439M | 4 | 2 | 0 | n/a | n/a |