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Advisor at FOCUSED ALPHA, LLC
GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOCUSED ALPHA, LLC | Independent wealth | Jan 9, 2024 | n/a | yes | GREENWOOD VILLAGE, CO | Current employment |
| SCHWAB WEALTH ADVISORY, INC. | No RAUM reported | May 1, 2015 | Jan 15, 2024 | no | Lone Tree, CO | Previous registration |
| ICON ADVISERS, INC. | Other adviser | Apr 11, 2003 | Mar 14, 2014 | no | GREENWOOD VILLAGE, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SCHWAB WEALTH ADVISORY, INC. | FOCUSED ALPHA, LLC | Jan 15, 2024 | Jan 9, 2024 | -6 | Firm change | Other |
| ICON ADVISERS, INC. | SCHWAB WEALTH ADVISORY, INC. | Mar 14, 2014 | May 1, 2015 | 413 | Firm change after gap | Other |