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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 100m 1b

ICON ADVISERS, INC.

CRD 108268

GREENWOOD VILLAGE, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0c9855a9-5428-9993-da74-e1d2b49901f0

Data as of May 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 7
On other graphs: 0
Observed: Mar 23, 2012 to May 26, 2026
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.11 fund_share=0.89 institutional_share=0.0 related_bd=false related_bank=false bd_reps=11.0
Regulatory AUM: $876MItem 5.F on the latest filing (2026-05-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $876M
Private client RAUM: $92.7MderivedItem 5.D individuals plus high net worth individuals
Private client share: 11%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $292Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 14
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 297
Individual clients: 283
High net worth clients: 7
SEC number: 801-38868
CIK: 1058470
CRD: 108268
Filings on the tape: 36
First filed: Mar 23, 2012
Latest filed: May 26, 2026
Organised: Corporation, CO
Website: investwithicon.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CRAIG THOMAS CALLAHAN	n/a	GREENWOOD VILLAGE, CO	24	46	n/a	yes
DONOVAN JERALD PAUL	Chartered Financial Analyst	GREENWOOD VILLAGE, CO	13	33	4	yes
KENNETH HAROLD AULBACH	n/a	Mountain Lakes, NJ \| GREENWOOD VILLAGE, CO	1	24	4	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CALLAHAN, BRIAN, THOMAS	PRESIDENT, CHIEF COMPLIANCE OFFICER	Na	yes	08/2020	Mar 30, 2016	Mar 28, 2024
CALLAHAN, CRAIG, THOMAS	Director	E	yes	01/1995	Mar 23, 2012	Mar 28, 2024
CALLAHAN, CRAIG, THOMAS	OWNER - PORTFOLIO MANAGER	Na	yes	10/2014	Mar 23, 2012	Mar 28, 2024
ICON MANAGEMENT & RESEARCH CORPORATION	Owner	E	yes	06/1995	Mar 23, 2012	Mar 28, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 13, 2026	$876M	$876M	14	5	0	n/a	n/a
2024	Mar 27, 2025	$794M	$794M	13	5	0	n/a	n/a
2023	Mar 28, 2024	$719M	$719M	14	5	0	n/a	n/a
2022	Mar 22, 2023	$653M	$653M	13	4	0	n/a	n/a
2021	Mar 31, 2022	$805M	$805M	17	4	0	n/a	n/a
2020	Mar 25, 2021	$837M	$817M	18	4	0	n/a	n/a
2019	Mar 26, 2020	$1.1B	$1.1B	19	4	0	n/a	n/a
2018	Mar 29, 2019	$1.4B	$1.4B	32	6	0	n/a	n/a
2017	Mar 29, 2018	$2.1B	$2.1B	36	6	0	n/a	n/a
2016	Mar 29, 2017	$2.4B	$2.4B	36	7	n/a	n/a	n/a
2015	Mar 30, 2016	$2.2B	$2.2B	36	7	n/a	n/a	n/a
2014	Mar 31, 2015	$2.5B	$2.5B	45	7	n/a	n/a	n/a
2013	Mar 27, 2014	$2.2B	$2.2B	45	7	n/a	n/a	n/a
2012	Mar 22, 2013	$1.8B	$1.8B	42	7	n/a	n/a	n/a
2011	Mar 23, 2012	$1.9B	$1.9B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$876M	$794M	10.4%	$653M	10.3%	14	13	0	0

Relationships

Registered with (20)

← KENNETH HAROLD AULBACHAdvisorregistration: current employment
Jul 1, 2025 to presentfactForm ADV
← DONOVAN JERALD PAULAdvisorregistration: current employment
Jun 20, 2013 to presentfactForm ADV
← CRAIG THOMAS CALLAHANAdvisorregistration: current employment
Jul 9, 2002 to presentfactForm ADV
← DEREK NORMAN ROLLINGSONAdvisorregistration: previous registration
Apr 17, 2003 to May 31, 2019factForm ADV
← Geoffrey P JarockiAdvisorregistration: previous registration
Jul 23, 2014 to Mar 17, 2017factForm ADV
← MICHAEL PAUL KUEHNAdvisorregistration: previous registration
Jan 8, 2007 to Oct 7, 2015factForm ADV
← Stephen ALFRED MoranAdvisorregistration: previous registration
Jan 25, 2010 to Sep 4, 2015factForm ADV
← ROBERT WILLIAM STRAUSAdvisorregistration: previous registration
Apr 11, 2003 to Mar 14, 2014factForm ADV
← DENNIS LOYD ENGELAdvisorregistration: previous registration
Nov 1, 2011 to Mar 16, 2012factForm ADV
← PETER KINSLEY MILLERAdvisorregistration: previous registration
Oct 3, 2006 to Jan 4, 2012factForm ADV
← DANIEL SAUL FERSZTAdvisorregistration: previous registration
Aug 16, 2010 to Jan 3, 2012factForm ADV
← Elvis MedicaAdvisorregistration: previous registration
Dec 19, 2005 to Sep 9, 2009factForm ADV
← Aaron LeffingwellAdvisorregistration: previous registration
Jul 2, 2008 to Mar 18, 2009factForm ADV
← BRIAN E BIEHLAdvisorregistration: previous registration
Mar 7, 2008 to Feb 24, 2009factForm ADV
← WILLIAM LEE KIERANAdvisorregistration: previous registration
Nov 8, 2007 to Oct 24, 2008factForm ADV
← Warren Francis MulhernAdvisorregistration: previous registration
Apr 19, 2007 to Oct 24, 2008factForm ADV
← CHRISTOPHER PAYDOCKAdvisorregistration: previous registration
Mar 21, 2006 to Oct 20, 2008factForm ADV
← EDWARD THOMAS REISERAdvisorregistration: previous registration
Apr 16, 2007 to Oct 8, 2008factForm ADV
← LAURA LYNN CallahanAdvisorregistration: previous registration
Sep 27, 2007 to Oct 6, 2008factForm ADV
← ROBERT BRADLEY MILLERAdvisorregistration: previous registration
Dec 14, 2005 to May 28, 2008factForm ADV

Controls (3)

← CALLAHAN, BRIAN, THOMASOwnerPRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2016 to Mar 28, 2024factForm ADV
← CALLAHAN, CRAIG, THOMASOwnerDIRECTOR, ownership code E, individual
Mar 23, 2012 to Mar 28, 2024factForm ADV
← ICON MANAGEMENT & RESEARCH CORPORATIONOwnerOWNER, ownership code E, domestic entity
Mar 23, 2012 to Mar 28, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jan 3, 2022
Control person left
Marcel Jack Quillin (Chief Compliance Officer) no longer on Schedule A of Icon Advisers, Inc. (listed 2021-12-03, absent 2022-01-03)
Form ADVobserved 3 days ago
Occurred
Oct 9, 2020
Control person left
David Brian Harding (Chief Financial Officer) no longer on Schedule A of Icon Advisers, Inc. (listed 2020-08-07, absent 2020-10-09)
Form ADVobserved 3 days ago
Occurred
Oct 9, 2020
Control person left
Richard Christopher Ambruso (General Counsel) no longer on Schedule A of Icon Advisers, Inc. (listed 2020-08-07, absent 2020-10-09)
Form ADVobserved 3 days ago
Occurred
Mar 29, 2019
Regulatory AUM changed
Icon Advisers, Inc. reported RAUM $1.4B, down 30% from $2.1B (2018-03-29 to 2019-03-29)
Form ADVobserved 3 days ago
$-634M
Occurred
Mar 29, 2019
Control person left
Donald Salcito (Executive Vice President & General Counsel) no longer on Schedule A of Icon Advisers, Inc. (listed 2018-03-29, absent 2019-03-29)
Form ADVobserved 3 days ago
Occurred
Mar 29, 2019
Control person joined
Marcel Jack Quillin (Chief Compliance Officer) appeared on Schedule A of Icon Advisers, Inc.
Form ADVobserved 3 days ago

Show 1 bookkeeping events

Occurred
Mar 29, 2018
Icon Advisers, Inc. reported 7 state-registered advisory representatives, down from 21 (2017-06-27 to 2018-03-29)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c9855a9-5428-9993-da74-e1d2b49901f0
First observed: Mar 23, 2012
Last observed: May 26, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ICON ADVISERS, INC.

CRD 108268

GREENWOOD VILLAGE, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0c9855a9-5428-9993-da74-e1d2b49901f0

Data as of May 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:01 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CRAIG THOMAS CALLAHAN

n/a

GREENWOOD VILLAGE, CO

n/a

yes

DONOVAN JERALD PAUL

Chartered Financial Analyst

GREENWOOD VILLAGE, CO

yes

KENNETH HAROLD AULBACH

n/a

Mountain Lakes, NJ | GREENWOOD VILLAGE, CO

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CALLAHAN, BRIAN, THOMAS

PRESIDENT, CHIEF COMPLIANCE OFFICER

yes

08/2020

Mar 30, 2016

Mar 28, 2024

CALLAHAN, CRAIG, THOMAS

Director

yes

01/1995

Mar 23, 2012

Mar 28, 2024

CALLAHAN, CRAIG, THOMAS

OWNER - PORTFOLIO MANAGER

yes

10/2014

Mar 23, 2012

Mar 28, 2024

ICON MANAGEMENT & RESEARCH CORPORATION

Owner

yes

06/1995

Mar 23, 2012

Mar 28, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 13, 2026

$876M

n/a

2024

Mar 27, 2025

$794M

n/a

2023

Mar 28, 2024

$719M

n/a

2022

Mar 22, 2023

$653M

n/a

2021

Mar 31, 2022

$805M

n/a

2020

Mar 25, 2021

$837M

$817M

n/a

2019

Mar 26, 2020

$1.1B

n/a

2018

Mar 29, 2019

$1.4B

n/a

2017

Mar 29, 2018

$2.1B

n/a

2016

Mar 29, 2017

$2.4B

n/a

2015

Mar 30, 2016

$2.2B

n/a

2014

Mar 31, 2015

$2.5B

n/a

2013

Mar 27, 2014

$2.2B

n/a

2012

Mar 22, 2013

$1.8B

n/a

2011

Mar 23, 2012

$1.9B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$876M

$794M

10.4%

$653M

10.3%