DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NEW YORK, NY | ALBANY, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 15, 2019 | n/a | yes | ALBANY, NY|NEW YORK, NY | Current employment |
| MORGAN STANLEY | Wirehouse | Apr 22, 2014 | Apr 30, 2019 | no | Bellevue, WA|Kirkland, WA|Bellevue, WA|PORTSMOUTH, NH|Manchester, NH|Colchester, VT|Portland, ME|Portland, ME | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 30, 2019 | May 15, 2019 | 15 | Firm change | Wirehouse to wirehouse |