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Advisor at HILL-TOP FINANCIAL PLANNING, LLC
KANSAS CITY, MO | ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SMARTPATH ADVISORS | No RAUM reported | Jan 5, 2021 | n/a | yes | ATLANTA, GA|KANSAS CITY, MO | Current employment |
| HILL-TOP FINANCIAL PLANNING, LLC | State registered | Oct 23, 2018 | n/a | yes | KANSAS CITY, MO | Current employment |
| PRAIRIE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Feb 4, 2016 | Aug 8, 2018 | no | KANSAS CITY, MO | Previous registration |
| UMB FINANCIAL SERVICES, INC. | Independent wealth | Jan 27, 2016 | Feb 4, 2016 | no | KANSAS CITY, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRAIRIE CAPITAL MANAGEMENT, LLC | HILL-TOP FINANCIAL PLANNING, LLC | Aug 8, 2018 | Oct 23, 2018 | 76 | Firm change | RIA to state RIA |
| UMB FINANCIAL SERVICES, INC. | PRAIRIE CAPITAL MANAGEMENT, LLC | Feb 4, 2016 | Feb 4, 2016 | 0 | Channel change | Other |