DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

PRAIRIE CAPITAL MANAGEMENT, LLC

CRD 153588

KANSAS CITY, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:357b8614-8424-e737-5206-5abb3346739f

Data as of Mar 31, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 39
Dated events: 1
On other graphs: 1
Observed: Mar 30, 2012 to Mar 31, 2021
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Prairie Capital Management, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $4.6BItem 5.F on the latest filing (2021-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $1.5BderivedItem 5.D individuals plus high net worth individuals
Private client share: 32%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 35
Advisory employees: 35
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 2,157
High net worth clients: 391
Private funds: 37Schedule D 7.B(1)
Private fund GAV: $1.4Bgross asset value as reported per fund; never fund size
Custody, client assets: $1.4B
SEC number: 801-71609
CRD: 153588
Filings on the tape: 19
First filed: Mar 30, 2012
Latest filed: Mar 31, 2021
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
FLINT HILLS SQ OPPORTUNITY FUND L.P.	Other Private Fund	$48.7M	Jul 30, 2019	40	Mar 30, 2012	dropped	021-165924
FLINT HILLS PRIVATE EQUITY CO-INVESTMENT I L.P.	Private Equity Fund	$7.2M	Apr 20, 2018	28	Mar 30, 2012	dropped	021-111836
FLINT HILLS TECH INVESTMENTS L.P.	Private Equity Fund	$95,625	Apr 26, 2017	43	Mar 30, 2012	dropped	021-93618
FLINT HILLS WOODFORD CO-INVEST L.P.	Private Equity Fund	$15,328	Jun 26, 2020	54	Mar 31, 2015	reported	021-211138

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GENTRY, MICHAEL, MUELLER	SENIOR VICE PRESIDENT, MANAGING DIRECTOR	Na	yes	10/2016	Mar 31, 2017	Mar 31, 2021
HATTEY, TIMOTHY, LEE	SENIOR VICE PRESIDENT, COO, CCO	Na	yes	07/2010	Mar 30, 2012	Mar 31, 2021
KAUFMAN, BRIAN, NELSON	PRESIDENT, CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR, ELECTED MANAGER	Na	yes	07/2010	Mar 30, 2012	Mar 31, 2021
KEMPER, JOHN, MARINER	DIRECTOR, ELECTED MANAGER	Na	yes	05/2010	Mar 30, 2012	Mar 31, 2021
KLOCKE, ANDREW, SIMON	SENIOR VICE PRESIDENT, MANAGING DIRECTOR	Na	yes	07/2010	Mar 30, 2012	Mar 31, 2021
KRIZEK, CURTIS, ALAN	CHAIRMAN OF THE BOARD, MANAGING DIRECTOR, ELECTED MANAGER	Na	yes	07/2010	Mar 30, 2012	Mar 31, 2021
PAULS, JOHN, CHARLES	Secretary	Na	yes	06/2010	Mar 30, 2012	Mar 31, 2021
PAYNE, JENNIFER, M	DIRECTOR, ELECTED MANAGER	Na	yes	04/2016	Mar 31, 2017	Mar 31, 2021
SCHNEIDER, ROBYN, RICHARD	VICE CHAIRMAN OF THE BOARD, MANAGING DIRECTOR, ELECTED MANAGER	Na	yes	07/2010	Mar 30, 2012	Mar 31, 2021
UMB FINANCIAL CORPORATION	Member	E	yes	05/2010	Mar 30, 2012	Mar 31, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 43

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
UMB FINANCIAL SERVICES, INC.	n/a	Independent wealth	$5.0M	N	yes	n/a
PCM CAPITAL - ACTIVIST STRATEGIES LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - AEP CO-INVEST LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - ASCENT CO-INVEST II LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - BH NEW OPPORTUNITY 2015 FUND LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - CEC OPPORTUNITY II LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - CEC OPPORTUNITY LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - CONCENTRATED GLOBAL L/S LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - CREDIT OPPORTUNITIES II LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - CREDIT OPPORTUNITIES III LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - CREDIT OPPORTUNITIES, LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - CYBERSECURITY LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - DIVERSIFIED STRATEGIES LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - ELLIOTT CO-INVEST LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - EMG OPPORTUNITY II LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - EMG OPPORTUNITY LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - FOUNDERS II LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - FOUNDERS LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - KISSNER CO-INVEST 2020 LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - KISSNER CO-INVEST LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - LONG/SHORT EQUITY LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - MANAGED EQUITY FUND I LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - PCM FUND II LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - PERMIAN CO-INVEST II LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - PERMIAN CO-INVEST III LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - PERMIAN CO-INVEST IV LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - PERMIAN CO-INVEST LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - PLAINS CO-INVEST LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - PRIVATE EQUITY CO-INVESTMENT I LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - PRIVATE EQUITY II LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - PRIVATE EQUITY III LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - PRIVATE EQUITY IV LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - PRIVATE EQUITY LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - PRIVATE EQUITY V LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - PRIVATE EQUITY VI LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - SELECT MANGERS FUND LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - SPARTAN CO-INVEST LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - STRATEGIC SMALL MID CAP LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - TRAVERSE MIDSTREAM CO-INVEST LLC	n/a	n/a	n/a	N	yes	n/a
PCM CAPITAL - UTICA CO-INVEST LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
OAKBROOK TERRACE	IL	United States	2	no
Dallas	TX	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 31, 2021	$4.6B	$1.4B	35	35	2	37	$1.4B
2019	Mar 31, 2020	$5.0B	$1.5B	37	37	2	37	$1.5B
2018	Mar 28, 2019	$4.5B	$1.5B	37	37	2	34	$1.4B
2017	Mar 31, 2018	$3.9B	$1.4B	35	35	2	32	$1.5B
2016	Mar 31, 2017	$4.6B	$1.5B	35	35	n/a	31	$1.5B
2015	Mar 30, 2016	$3.6B	$1.5B	35	35	n/a	31	$1.5B
2014	Mar 31, 2015	$3.6B	$1.6B	35	30	n/a	23	$1.6B
2013	Mar 31, 2014	$3.2B	$1.4B	35	30	n/a	18	$1.4B
2012	Apr 1, 2013	$3.3B	$952M	36	31	n/a	15	$952M
2011	Mar 30, 2012	$3.1B	$879M	n/a	n/a	n/a	15	$899M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$4.6B	$5.0B	-7.9%	$3.9B	6.1%	35	37	2	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
UMB FINANCIAL SERVICES, INC.	2	Apr 12, 2021	Jul 15, 2014	KANSAS CITY, MO	Channel change	RIA to ibd	13.3%
PRAIRIE CAPITAL MANAGEMENT GROUP, LLC	11	Apr 12, 2021	Jun 29, 2021	KANSAS CITY, MO	Firm absorbed	Other	73.3%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
UMB FINANCIAL SERVICES, INC.	2	Apr 8, 2015	May 5, 2015	KANSAS CITY, MO	Channel change	Other	4.9%

Relationships

Affiliated with (2)

→ UMB FINANCIAL SERVICES, INC.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
← SCOUT DISTRIBUTORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (10)

← SCHNEIDER, ROBYN, RICHARDOwnerVICE CHAIRMAN OF THE BOARD, MANAGING DIRECTOR, ELECTED MANAGER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← KEMPER, JOHN, MARINEROwnerDIRECTOR, ELECTED MANAGER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← HATTEY, TIMOTHY, LEEOwnerSENIOR VICE PRESIDENT, COO, CCO, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← KAUFMAN, BRIAN, NELSONOwnerPRESIDENT, CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR, ELECTED MANAGER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← KRIZEK, CURTIS, ALANOwnerCHAIRMAN OF THE BOARD, MANAGING DIRECTOR, ELECTED MANAGER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← GENTRY, MICHAEL, MUELLEROwnerSENIOR VICE PRESIDENT, MANAGING DIRECTOR, ownership code NA, individual
Mar 31, 2017 to presentfactForm ADV
← PAULS, JOHN, CHARLESOwnerSECRETARY, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← KLOCKE, ANDREW, SIMONOwnerSENIOR VICE PRESIDENT, MANAGING DIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← PAYNE, JENNIFER, MOwnerDIRECTOR, ELECTED MANAGER, ownership code NA, individual
Mar 31, 2017 to presentfactForm ADV
← UMB FINANCIAL CORPORATIONOwnerMEMBER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV

Advises (4)

→ FLINT HILLS WOODFORD CO-INVEST L.P.Private fundPrivate Equity Fund, IA
Mar 31, 2015 to presentfactForm ADV
→ FLINT HILLS SQ OPPORTUNITY FUND L.P.Private fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Jul 30, 2019factForm ADV
→ FLINT HILLS PRIVATE EQUITY CO-INVESTMENT I L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Apr 20, 2018factForm ADV
→ FLINT HILLS TECH INVESTMENTS L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Apr 26, 2017factForm ADV

Registered with (20)

← STEVEN THOMAS COXAdvisorregistration: previous registration
May 5, 2015 to Aug 12, 2021factForm ADV
← ROBYN RICHARD SCHNEIDERAdvisorregistration: previous registration
Aug 9, 2010 to Apr 12, 2021factForm ADV
← SHAWN DOUGLAS HAUSEAdvisorregistration: previous registration
Aug 6, 2010 to Apr 12, 2021factForm ADV
← BRIAN NELSON KAUFMANAdvisorregistration: previous registration
Aug 6, 2010 to Apr 12, 2021factForm ADV
← CURTIS ALAN KRIZEKAdvisorregistration: previous registration
Aug 6, 2010 to Apr 12, 2021factForm ADV
← WAYNE MICHAEL KRAUSAdvisorregistration: previous registration
Aug 6, 2010 to Apr 12, 2021factForm ADV
← MICHAEL MUELLER GENTRYAdvisorregistration: previous registration
Jul 14, 2014 to Apr 12, 2021factForm ADV
← ANDREW SIMON KLOCKEAdvisorregistration: previous registration
Aug 6, 2010 to Apr 12, 2021factForm ADV
← CHRISTOPHER DAVID BLUNTAdvisorregistration: previous registration
Aug 5, 2010 to Apr 12, 2021factForm ADV
← JULIE ANN RUSHAdvisorregistration: previous registration
Aug 9, 2010 to Apr 12, 2021factForm ADV
← ANGELA DAWN ROBERTSONAdvisorregistration: previous registration
Aug 9, 2010 to Apr 12, 2021factForm ADV
← JARROD WESLEY PIERSONAdvisorregistration: previous registration
Aug 9, 2010 to Apr 12, 2021factForm ADV
← Kelly Lynn FrazierAdvisorregistration: previous registration
Aug 6, 2010 to Apr 12, 2021factForm ADV
← JENNIFER MICHELE BLUNTAdvisorregistration: previous registration
Aug 5, 2010 to Apr 12, 2021factForm ADV
← BENJAMIN LEE KISNERAdvisorregistration: previous registration
May 5, 2015 to Apr 12, 2021factForm ADV
← KYLE EDMUND HILLAdvisorregistration: previous registration
Feb 4, 2016 to Aug 8, 2018factForm ADV
← DUSTIN LEE BARKERAdvisorregistration: previous registration
Aug 5, 2010 to Nov 1, 2016factForm ADV
← MORGAN P JONESAdvisorregistration: previous registration
Aug 6, 2010 to Apr 27, 2012factForm ADV
← JOSEPH WILLIAM MICHAUDAdvisorregistration: previous registration
Jan 4, 2011 to Dec 8, 2011factForm ADV
← BENJAMIN MARK POLICHAdvisorregistration: previous registration
Aug 9, 2010 to Nov 14, 2011factForm ADV

Moved with (3)

→ PRAIRIE CAPITAL MANAGEMENT GROUP, LLCRegistered adviser11 advisors, firm absorbed, same day
Apr 12, 2021 to Jun 29, 2021factForm ADV
← UMB FINANCIAL SERVICES, INC.Registered adviser2 advisors, team lift out, same day
Apr 8, 2015 to May 5, 2015factForm ADV
→ UMB FINANCIAL SERVICES, INC.Registered adviser2 advisors, team lift out, same day
Apr 12, 2021 to Jul 15, 2014factForm ADV

Dated events

Occurred
Mar 28, 2019
Control person left
Joseph Anthony Fischer (Director, Elected Manager) no longer on Schedule A of Prairie Capital Management, Llc (listed 2018-04-20, absent 2019-03-28)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:357b8614-8424-e737-5206-5abb3346739f
First observed: Mar 30, 2012
Last observed: Mar 31, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PRAIRIE CAPITAL MANAGEMENT, LLC

CRD 153588

KANSAS CITY, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:357b8614-8424-e737-5206-5abb3346739f

Data as of Mar 31, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:26 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

FLINT HILLS SQ OPPORTUNITY FUND L.P.

Other Private Fund

$48.7M

Jul 30, 2019

Mar 30, 2012

dropped

021-165924

FLINT HILLS PRIVATE EQUITY CO-INVESTMENT I L.P.

Private Equity Fund

$7.2M

Apr 20, 2018

Mar 30, 2012

dropped

021-111836

FLINT HILLS TECH INVESTMENTS L.P.

Private Equity Fund

$95,625

Apr 26, 2017

Mar 30, 2012

dropped

021-93618

FLINT HILLS WOODFORD CO-INVEST L.P.

Private Equity Fund

$15,328

Jun 26, 2020

Mar 31, 2015

reported

021-211138

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GENTRY, MICHAEL, MUELLER

SENIOR VICE PRESIDENT, MANAGING DIRECTOR

yes

10/2016

Mar 31, 2017

Mar 31, 2021

HATTEY, TIMOTHY, LEE

SENIOR VICE PRESIDENT, COO, CCO

yes

07/2010

Mar 30, 2012

Mar 31, 2021

KAUFMAN, BRIAN, NELSON

PRESIDENT, CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR, ELECTED MANAGER

yes

07/2010

Mar 30, 2012

Mar 31, 2021

KEMPER, JOHN, MARINER

DIRECTOR, ELECTED MANAGER

yes

05/2010

Mar 30, 2012

Mar 31, 2021

KLOCKE, ANDREW, SIMON

SENIOR VICE PRESIDENT, MANAGING DIRECTOR

yes

07/2010

Mar 30, 2012

Mar 31, 2021

KRIZEK, CURTIS, ALAN

CHAIRMAN OF THE BOARD, MANAGING DIRECTOR, ELECTED MANAGER

yes

07/2010

Mar 30, 2012

Mar 31, 2021

PAULS, JOHN, CHARLES

Secretary

yes

06/2010

Mar 30, 2012

Mar 31, 2021

PAYNE, JENNIFER, M

DIRECTOR, ELECTED MANAGER

yes

04/2016

Mar 31, 2017

Mar 31, 2021

SCHNEIDER, ROBYN, RICHARD

VICE CHAIRMAN OF THE BOARD, MANAGING DIRECTOR, ELECTED MANAGER

yes

07/2010

Mar 30, 2012

Mar 31, 2021

UMB FINANCIAL CORPORATION

Member

yes

05/2010

Mar 30, 2012

Mar 31, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

UMB FINANCIAL SERVICES, INC.

n/a

Independent wealth

$5.0M

yes

n/a

PCM CAPITAL - ACTIVIST STRATEGIES LLC

n/a

yes

n/a

PCM CAPITAL - AEP CO-INVEST LLC

n/a

yes

n/a

PCM CAPITAL - ASCENT CO-INVEST II LLC

n/a

yes

n/a

PCM CAPITAL - BH NEW OPPORTUNITY 2015 FUND LLC

n/a

yes

n/a

PCM CAPITAL - CEC OPPORTUNITY II LLC

n/a

yes

n/a

PCM CAPITAL - CEC OPPORTUNITY LLC

n/a

yes

n/a

PCM CAPITAL - CONCENTRATED GLOBAL L/S LLC

n/a

yes

n/a

PCM CAPITAL - CREDIT OPPORTUNITIES II LLC

n/a

yes

n/a

PCM CAPITAL - CREDIT OPPORTUNITIES III LLC

n/a

yes

n/a

PCM CAPITAL - CREDIT OPPORTUNITIES, LLC

n/a

yes

n/a

PCM CAPITAL - CYBERSECURITY LLC

n/a

yes

n/a

PCM CAPITAL - DIVERSIFIED STRATEGIES LLC

n/a

yes

n/a

PCM CAPITAL - ELLIOTT CO-INVEST LLC

n/a

yes

n/a

PCM CAPITAL - EMG OPPORTUNITY II LLC

n/a

yes

n/a

PCM CAPITAL - EMG OPPORTUNITY LLC

n/a

yes

n/a

PCM CAPITAL - FOUNDERS II LLC

n/a

yes

n/a

PCM CAPITAL - FOUNDERS LLC

n/a

yes

n/a

PCM CAPITAL - KISSNER CO-INVEST 2020 LLC

n/a

yes

n/a

PCM CAPITAL - KISSNER CO-INVEST LLC

n/a

yes

n/a

PCM CAPITAL - LONG/SHORT EQUITY LLC

n/a

yes

n/a

PCM CAPITAL - MANAGED EQUITY FUND I LLC

n/a

yes

n/a

PCM CAPITAL - PCM FUND II LLC

n/a

yes

n/a

PCM CAPITAL - PERMIAN CO-INVEST II LLC

n/a

yes

n/a

PCM CAPITAL - PERMIAN CO-INVEST III LLC

n/a

yes

n/a

PCM CAPITAL - PERMIAN CO-INVEST IV LLC

n/a

yes

n/a

PCM CAPITAL - PERMIAN CO-INVEST LLC

n/a

yes

n/a

PCM CAPITAL - PLAINS CO-INVEST LLC

n/a

yes

n/a

PCM CAPITAL - PRIVATE EQUITY CO-INVESTMENT I LLC

n/a

yes

n/a

PCM CAPITAL - PRIVATE EQUITY II LLC

n/a

yes

n/a

PCM CAPITAL - PRIVATE EQUITY III LLC

n/a

yes

n/a

PCM CAPITAL - PRIVATE EQUITY IV LLC

n/a

yes

n/a

PCM CAPITAL - PRIVATE EQUITY LLC

n/a

yes

n/a

PCM CAPITAL - PRIVATE EQUITY V LLC

n/a

yes

n/a

PCM CAPITAL - PRIVATE EQUITY VI LLC

n/a

yes

n/a

PCM CAPITAL - SELECT MANGERS FUND LLC

n/a

yes

n/a

PCM CAPITAL - SPARTAN CO-INVEST LLC

n/a

yes

n/a

PCM CAPITAL - STRATEGIC SMALL MID CAP LLC

n/a

yes

n/a

PCM CAPITAL - TRAVERSE MIDSTREAM CO-INVEST LLC

n/a

yes

n/a

PCM CAPITAL - UTICA CO-INVEST LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

OAKBROOK TERRACE

United States

Dallas

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 31, 2021

$4.6B

$1.4B

2019

Mar 31, 2020

$5.0B

$1.5B

2018

Mar 28, 2019

$4.5B

$1.5B

$1.4B

2017

Mar 31, 2018

$3.9B

$1.4B

$1.5B

2016

Mar 31, 2017

$4.6B

$1.5B

n/a

$1.5B

2015

Mar 30, 2016

$3.6B

$1.5B

n/a

$1.5B

2014

Mar 31, 2015

$3.6B

$1.6B

n/a

$1.6B

2013

Mar 31, 2014

$3.2B

$1.4B

n/a

$1.4B

2012

Apr 1, 2013

$3.3B

$952M

n/a

$952M

2011

Mar 30, 2012

$3.1B

$879M

n/a

$899M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$4.6B

$5.0B

-7.9%

$3.9B

6.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

UMB FINANCIAL SERVICES, INC.

Apr 12, 2021

Jul 15, 2014

KANSAS CITY, MO

Channel change

RIA to ibd

13.3%

PRAIRIE CAPITAL MANAGEMENT GROUP, LLC

Apr 12, 2021

Jun 29, 2021

KANSAS CITY, MO

Firm absorbed

Other

73.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

UMB FINANCIAL SERVICES, INC.

Apr 8, 2015

May 5, 2015

KANSAS CITY, MO

Channel change

Other

4.9%