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Advisor at OSAIC WEALTH, INC.
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Aug 21, 2025 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| PFG ADVISORS | Independent wealth | Apr 20, 2018 | Nov 1, 2025 | no | PHOENIX, AZ|Scottsdale, AZ | Previous registration |
| CUE FINANCIAL GROUP, INC. | Former SEC adviser | Dec 17, 2004 | Dec 31, 2018 | no | PHOENIX, AZ|SCOTTSDALE, AZ|SCOTTSDALE, AZ|PHOENIX, AZ|PHOENIX, AZ|CHANDLER, AZ|GILBERT, AZ|PHOENIX, AZ|SCOTTSDALE, AZ|PHOENIX, AZ|CHANDLER, AZ|SCOTTSDALE, AZ|PHOENIX, AZ|SUN CITY WEST, AZ|PHOENIX, AZ|PHOENIX, AZ|Scottsdale, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PFG ADVISORS | OSAIC WEALTH, INC. | Nov 1, 2025 | Aug 21, 2025 | -72 | Firm change after gap | RIA to ibd |
| CUE FINANCIAL GROUP, INC. | PFG ADVISORS | Dec 31, 2018 | Apr 20, 2018 | -255 | Firm change after gap | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 173344:23131:AZ:2025-11-01 | Nov 1, 2025 | Aug 21, 2025 | SCOTTSDALE, AZ | Firm change after gap |
| 21033:173344:AZ:2018-12-31 | Dec 31, 2018 | Apr 20, 2018 | SCOTTSDALE, AZ | Firm change after gap |