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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 100m 1b

RETIREMENT FUND MANAGEMENT

RETIREMENT FUND MANAGEMENT, LLC, CRD 126573

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:39493d41-9ed3-33a7-51b4-54be89e63fb8

Data as of Apr 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 4
On other graphs: 1
Observed: Dec 19, 2011 to Apr 28, 2026
18 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Retirement Fund Management

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $770MItem 5.F on the latest filing (2026-04-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $770Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 10
SEC number: 801-69594
CRD: 126573
Filings on the tape: 18
First filed: Dec 19, 2011
Latest filed: Apr 28, 2026
Organised: Limited Liability Company, GA
Website: rfm401k.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARK EDWARD MCCOY	n/a	ATLANTA, GA	19	30	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
McCoy, Anne, Bailey	Secretary	Na	yes	11/1995	Mar 28, 2019	Mar 25, 2024
MCCOY, MARK, EDWARD	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, PRESIDENT	E	yes	11/1995	Dec 19, 2011	Mar 25, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 28, 2026	$770M	$0	4	1	1	n/a	n/a
2023	Mar 25, 2024	$693M	$0	4	1	1	n/a	n/a
2022	Mar 28, 2023	$661M	$0	4	2	1	n/a	n/a
2020	Apr 1, 2021	$843M	$0	4	2	1	n/a	n/a
2019	Mar 24, 2020	$629M	$276,376	4	2	1	n/a	n/a
2018	Mar 28, 2019	$509M	$215,035	5	3	1	n/a	n/a
2017	Mar 29, 2018	$540M	$600,696	3	2	1	n/a	n/a
2016	Mar 31, 2017	$472M	$574,416	3	2	n/a	n/a	n/a
2015	Mar 30, 2016	$438M	$572,887	3	2	n/a	n/a	n/a
2014	Mar 23, 2015	$384M	$607,899	4	3	n/a	n/a	n/a
2013	Mar 26, 2014	$884M	$688,392	3	2	n/a	n/a	n/a
2012	Mar 28, 2013	$584M	$559,586	2	2	n/a	n/a	n/a
2011	Mar 23, 2012	$477M	$10.3M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$770M	n/a	n/a	$661M	5.2%	4	n/a	1	n/a

Relationships

Registered with (2)

← MARK EDWARD MCCOYAdvisorregistration: current employment
Jul 11, 2007 to presentfactForm ADV
← Bradley Ross SimsAdvisorregistration: previous registration
Oct 17, 2017 to Feb 25, 2020factForm ADV

Controls (2)

← MCCOY, MARK, EDWARDOwnerMANAGING MEMBER, CHIEF COMPLIANCE OFFICER, PRESIDENT, ownership code E, individual
Dec 19, 2011 to Mar 25, 2024factForm ADV
← McCoy, Anne, BaileyOwnerSECRETARY, ownership code NA, individual
Mar 28, 2019 to Mar 25, 2024factForm ADV

Dated events

Occurred
Apr 1, 2021
Regulatory AUM changed
Retirement Fund Management reported RAUM $843.4M, up 34% from $629.2M (2020-06-29 to 2021-04-01)
Form ADVobserved 5 days ago
$214M
Occurred
Feb 27, 2020
Control person left
Ross Bradley Sims (Partner) no longer on Schedule A of Retirement Fund Management (listed 2019-03-28, absent 2020-02-27)
Form ADVobserved 5 days ago
Occurred
Mar 28, 2019
Control person joined
Bailey Anne Mccoy (Secretary) appeared on Schedule A of Retirement Fund Management
Form ADVobserved 5 days ago
Occurred
Mar 28, 2019
Control person joined
Ross Bradley Sims (Partner) appeared on Schedule A of Retirement Fund Management
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:39493d41-9ed3-33a7-51b4-54be89e63fb8
First observed: Dec 19, 2011
Last observed: Apr 28, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RETIREMENT FUND MANAGEMENT

RETIREMENT FUND MANAGEMENT, LLC, CRD 126573

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:39493d41-9ed3-33a7-51b4-54be89e63fb8

Data as of Apr 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:05 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARK EDWARD MCCOY

n/a

ATLANTA, GA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

McCoy, Anne, Bailey

Secretary

yes

11/1995

Mar 28, 2019

Mar 25, 2024

MCCOY, MARK, EDWARD

MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, PRESIDENT

yes

11/1995

Dec 19, 2011

Mar 25, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 28, 2026

$770M

n/a

2023

Mar 25, 2024

$693M

n/a

2022

Mar 28, 2023

$661M

n/a

2020

Apr 1, 2021

$843M

n/a

2019

Mar 24, 2020

$629M

$276,376

n/a

2018

Mar 28, 2019

$509M

$215,035

n/a

2017

Mar 29, 2018

$540M

$600,696

n/a

2016

Mar 31, 2017

$472M

$574,416

n/a

2015

Mar 30, 2016

$438M

$572,887

n/a

2014

Mar 23, 2015

$384M

$607,899

n/a

2013

Mar 26, 2014

$884M

$688,392

n/a

2012

Mar 28, 2013

$584M

$559,586

n/a

2011

Mar 23, 2012

$477M

$10.3M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$770M

n/a

$661M

5.2%

n/a